UNDERWRITERS' PERFORMANCE ON IPOS: FULL CREDIT TO LEAD UNDERWRITER, RANKED BY GROSS PROCEEDS*
Underwriter (Number Of IPOs As Lead Underwriter) Gross Proceeds (M)
Dawson James Securities (1) $5.8


UNDERWRITERS' PERFORMANCE ON IPOS: FULL CREDIT TO LEAD UNDERWRITER, RANKED BY AFTER-MARKET PERFORMANCE#
Underwriter (Number Of IPOs As Lead Underwriter) After-Market
Performance
(Average)
Dawson James Securities (1) -81%


IPOS: FULL CREDIT TO ALL UNDERWRITERS, RANKED BY GROSS PROCEEDS*
Underwriter (Number Of IPOs As Lead/Number Of IPOs As Lead Or Co-manager) Gross
Proceeds
(M)
Dawson James Securities (1/1)

$5.8

 

IPOS: FULL CREDIT TO ALL UNDERWRITERS, RANKED BY AFTER-MARKET PERFORMANCE*#
Underwriter (Number Of IPOs As Lead/Number Of IPOs As Lead Or Co-manager) After-Market
Performance

(Average)
Dawson James Securities (1/1) -81%

* The offerings in this chart include only those that were completed on U.S. stock exchanges (NASDAQ, NYSE or AMEX) from Jan. 1 ­ Dec. 31, 2008.

# After-market performance is expressed as the percent change in stock price between the offering price and the closing price on 12/31/08. For underwriters with multiple offerings, the after-market performance (as a percent change) was calculated for each stock in that underwriter's "group," the percentage summed, and then averaged.

Note: Bioheart Inc. raised $5.8M in its IPO conducted in February. It was the only biotech IPO that raised money in the U.S. in 2008, and Dawson James Securities was the only underwriter that participated in the IPO.