Category Archives: SEC

States move forward as SEC lags on crowdfunding rules

With a new year, old impatience is growing among small companies and investors eager to see the potential of federally sanctioned crowdfunding take off. In January, biotech hotbed Massachusetts, as well as Oregon and Maine, joined a growing list of…


Biotech’s White Knight (aka Serial Cheater) Gets Prison Time, Finally

It’s been 16 years since I first reported in BioWorld Today that David Blech was charged with securities fraud. In April 1997, I reached him at his New York office a few days after his arraignment in a U.S. District…