Company* (Country; Symbol)

Company

Type/Product Area

Terms/Details (Date)


Neurobiological Technologies Inc. (NTII)

Celtic Pharma Holdings LP (Bermuda)

Celtic, an equity firm, got rights to Xercept, a product in Phase III trials for swelling associated with brain tumors

NTI gets $33 million in up-front payments and up to $15M more if regulatory objectives are reached; it would have a profit-sharing arrangement in the U.S. and get royalties on sales outside the U.S. (9/20)

NewGen Technologies Inc. (OTC BB: NWGN)

Advanced Biotechnology Inc.

They formed a joint venture to build and operate biodiesel plants in the Southeast

The venture between NewGen subsidiary ReFuel America Inc., and ABI will be named Advanced Biotechnologies LLC; terms were not disclosed (9/14)

Novavax Inc. (NVAX)

Pharmelle LLC

Novavax sold the non-core products AVC Cream, NovaNatal and NovaStart to Pharmelle

Novavax got $2.5M and would get royalty payments if product sales exceed certain levels (9/23)


Notes:

* Private companies are indicated with an asterisk.

Unless otherwise noted, the trading symbols listed for public companies are on the Nasdaq market.

OTC BB = Over-the-Counter Bulletin Board.