COMMENCED TRADING - December 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

Antisense Therapeutics Ltd. (Australia; ASX:ANP)

11/21

12/20

65S

A20 cents

ND

A$13 (US$6.6)

Bruker AXS (BAXS)

7/27

12/17

9S

$6.50

53.5

$58.5

Northwest Biotherapeutics Inc. (NWBT)

8/14

12/17

4S

$5

16.85

$20

COMMENCED TRADING - November 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

No initial public offerings commenced trading in November

COMMENCED TRADING - October 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

No initial public offerings commenced trading in October

COMMENCED TRADING - September 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

No initial public offerings commenced trading in September

COMMENCED TRADING - August 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

No initial public offerings commenced trading in August

COMMENCED TRADING - July 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

No initial public offerings commenced trading in July

COMMENCED TRADING - June 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

No initial public offerings commenced trading in June

COMMENCED TRADING - May 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

Cytomyx Ltd. (UK; AIM:CYX)

5/14

5/29

64.8

4 pence (US$0.06)

179.4

2 (US$2.8)

COMMENCED TRADING - April 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

No initial public offerings commenced trading in April

COMMENCED TRADING - March 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

Andromed Inc. (Canada; MSE:AD)

3/14

3/26

2.56U

C$2.25

N/A

C$5.75 (US$3.65)

Seattle Genetics Inc. (SGEN)

11/20

3/7

7S

$7

29.19

$49

COMMENCED TRADING - February 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

Cytovax Biotechnologies Inc. (Canada; TSE:CBX.A)

ND

2/21

1.67S

C$6

8.1

C$10 (US$6.5)

Third Wave Technologies Inc. (TWTI)

7/31

2/9

7.5S

$11

28.9

$82.5

COMMENCED TRADING - January 2001

INITIAL OFFERINGS

Company

Date Filed

Date Comm.

Shares/Units (M)

Price

Shares Out (M)

Gross (M)

Biotron Ltd. (Australia)

N/A

1/24

N/A

N/A

N/A

A$12 (US$6.6)

Exact Sciences Corp. (EXAS)

10/27

1/31

4S

$14

18.7

$56

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