Type of Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Total
Financing $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M)
Public offering 65.1 86.6 267.8 183.3 104.8 31.9 193.1 0 0 16.5 0 949.1
Private rounds 72.9 112.3 103.0 109.1 85.9 75.6 94.6 110.9 130.0 38.6 62.5 995.4
PIPE/Reg. S 0 0 0 0 0 19.0 0 0 13.7 0 0 32.7
Public/other 170.7 839.1 323.5 170.0 443.9 146.3 111.5 60.0 47.6 52.5 182.2 2,547.3
Milestone pay- 23.2 24.8 11.5 12.0 39.2 52.8 7.0 8.2 28.8 13.0 35.3 255.8
ments and equity
investments from
corporate partners
TOTAL ($M): 331.9 1,062.8 705.8 474.4 673.8 325.6 406.2 179.1 220.1 120.6 280.0 4,780.3
NOTES:
Public offering = Initial, follow-on
Private rounds = Financing of private firms
PIPE/Reg. S = Private Investment in Public Entity, U.S. and foreign, shares sold at a discount to market
Public/other = Other financings of public companies, including loans, bridge financings, sales of business units, exercises of warrants, debt offerings, rights offerings, standard private placements and institutional offerings of registered stock