I. COMMENCED TRADING IN FEBRUARY | ||||||||
Company |
Date |
Date |
Shares/ |
Price | Shares |
Lead, Other |
Gross |
Post- |
INITIAL OFFERINGS | ||||||||
Acorda |
10/5/05 |
2/10/06 |
5.5S |
$6 |
19.05 |
Banc of America, Lazard Capital Markets, Piper Jaffray & Co., SG Cowen & Co. |
$33 |
$114.3 |
Iomai Corp. |
10/3/05 |
2/1/06 |
5S |
$7 |
16.90 |
UBS Investment Bank, SG Cowen & Co. (co-lead), First Albany Capital, Susquehanna Financial |
$35 |
$118.3 |
Valera |
3/14/05 |
2/2/06 |
3.8625S |
$9 |
14.81 |
UBS Investment Bank, Banc of America (co-lead), First Albany Capital, Fortis Securities |
$34.76 |
$133.3 |
Total: $102.76M | ||||||||
FOLLOW-ON OFFERINGS | ||||||||
Company |
Date |
Date |
Shares/ |
Price | Shares |
Lead, Other |
Gross |
Post-Offering |
Adolor Corp. |
2/13/06 |
2/16/06 |
5.75S |
$25 |
44.84 |
Lehman Brothers, Pacific Growth Equities, Banc of America Securities, J.P. Morgan Securities |
$143.75 |
$1,121.0 |
Genitope |
1/23/06 |
2/7/06 |
7.36S |
$8.50 |
35.63 |
WR Hambrecht + Co., RBC Capital Markets (co-lead), Brean Murray, Carret, Punk, Ziegel & Co. |
$62.6 |
$302.9 |
Immtech |
1/11/06 |
2/13/06 |
2S |
$8 |
13.74 |
Ferris, Baker Watts |
$16 |
$109.9 |
Theravance |
1/30/06 |
2/1/06 |
4.6S |
$28.50 |
49.14 |
Merrill Lynch & Co., HSBC, Thomas Weisel Partners |
$131.1 |
$1,400.5 |
OVERALLOTMENT OPTIONS | ||||||||
Arena |
1/17/06 |
2/2/06 |
0.885S |
$16.90 |
46.13 |
CIBC World Markets, UBS Investment Bank (co-lead), Needham & Co., Piper Jaffray & Co., SG Cowen & Co., Morgan Joseph & Co., Montgomery & Co. |
$14.97 |
$779.6 |
Nuvelo Inc. |
1/24/06 |
2/6/06 |
0.975S |
$16 |
49.74 |
JP Morgan Securities, Deutsche Bank Securities (co-lead), Lehman Brothers |
$15.6 |
$795.8 |
Notes: # Unless otherwise indicated, shares are traded on the Nasdaq exchange. Totals include the underwriters purchase of 750,000 shares per their overallotment option. | ||||||||
Total: $384.02M | ||||||||
II. FILED AND PENDING |
Company |
Date |
Shares/ |
Price |
Shares |
Lead, Other |
Value |
||
INITIAL OFFERINGS | ||||||||
Alexza |
12/22/05 |
N/A |
N/A |
N/A |
Piper Jaffray & Co., Pacific Growth Equities (co-lead), RBC Capital Markets, JMP Securities |
$86.25 |
||
BioMimetic |
2/10/06 |
N/A |
N/A |
N/A |
Deutsche Bank Securities, Pacific Growth Equities (co-lead), First Albany Capital, AG Edwards |
$50 |
||
BioNumerik |
6/9/04 |
5S |
$14-$16 |
N/A |
UBS Investment Bank, Needham & Co., Leerink Swann & Co., Punk, Ziegel & Co. |
$75 |
||
Cleveland |
2/17/06 |
N/A |
N/A |
N/A |
Sunrise Securities |
$13.8 |
||
Molecular |
11/8/05 |
N/A |
N/A |
N/A |
Piper Jaffray & Co., SG Cowen & Co. (co-lead), Oppenheimer & Co., Roth Capital Partners |
$57.5 |
||
Novacea Inc. |
2/10/06 |
N/A |
N/A |
N/A |
Bear, Stearns & Co., Credit Suisse Securities (co-lead), Pacific Growth Equities, HSBC Securities |
$75 |
||
Omrix Bio- |
1/18/06 |
N/A |
N/A |
N/A |
UBS Investment Bank, CIBC World Markets (co-lead), Leerink Swann & Co., Oppenheimer & Co. |
$80.5 |
||
QuatRx |
2/3/06 |
N/A |
N/A |
N/A |
Banc of America, Pacific Growth Equities, SG Cowen & Co. (co-lead), Lazard Capital Markets |
$86.25 |
||
Targacept |
1/17/06 |
N/A |
N/A |
N/A |
Deutsche Bank Securities, Pacific Growth Equities (co-lead), CIBC World Markets, Lazard Capital Markets |
$59.8 |
||
Vanda |
12/29/05 |
N/A |
N/A |
N/A |
JP Morgan Securities, Banc of America (co-lead), Thomas Weisel Partners |
$75 |
||
FOLLOW-ON OFFERINGS | ||||||||
Cepheid Inc. |
2/24/06 |
10S |
$9.08 |
N/A |
UBS Investment Bank, William Blair & Co., Robert W. Baird & Co. |
$90.8 |
||
Cerus Corp. |
2/27/06 |
4.5S |
$11.62 |
N/A |
Robert W. Baird & Co., JMP Securities (co-lead) |
$52.3 |
||
Corautus |
2/24/06 |
6.5S |
$5.26 |
N/A |
Lazard Capital Markets, Jefferies & Co. |
$34.2 |
||
WITHDRAWN AND POSTPONED | ||||||||
Company |
Date Filed/ |
Shares/ |
Price |
Shares |
Lead, Other Underwriters | Value |
||
Corus |
8/27/04 |
N/A |
N/A |
N/A |
Merrill Lynch & Co. |
$100 |
||
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