Public Companies | Private Companies

PUBLIC COMPANIES - December 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Aradigm Corp. (ARDM)

Private placement of Series A convertible preferred stock

2S

$48.4

Axonyx Inc. (AXYX)

Private placement of common stock and warrants

W for 0.98S

$6.4

Bioject Medical Technologies Inc. (BJCT)

Private placement of common stock

0.35S

$3.85

Cephalon Inc. (CEPH)

Private placement of convertible notes

ND

$500

Columbia Laboratories Inc. (AMEX:COB)

Private placement of common stock

1.12S

$2.97

ConjuChem Inc. (Canada; TSE:CJM)

Private placement of a convertible note

ND

C$30 (US$19)

Corixa Corp. (CRXA)

Equity line of credit

ND

$75

Cubist Pharmaceuticals Inc. (CBST)

Private placement of convertible subordinated notes

ND

$40

EntreMed Inc. (ENMD)

Private placement of common stock and warrants

2.9S and W for 0.73S

$22.6

Epimmune Inc. (EPMN)

Private placement of common stock

2S

$5

GenVec Inc. (GNVC)

Private placement of common stock

3.6S

$13

GlycoGenesys Inc. (GLGS)

Private placement of common stock

4.2S

$5.3

Heska Corp. (HSKA)

Private placement of common stock

7.8S

$6

Hollis-Eden Pharmaceuticals Inc. (HEPH)

Private placement of common stock and warrants

1.3S and W for 0.13S

$11.5

IGEN International Inc. (IGEN)

Private placement of common stock

1.02S

$30

Interneuron Pharmaceuticals Inc. (IPIC)

Private placement of common stock

3.125S

$25

Invitrogen Corp. (IVGN)

Private placement of convertible subordinated notes

ND

$500

Martek Biosciences Corp. (MATK)

Private placement of common stock

1.2S

$22.5

Orphan Medical Inc. (ORPH)

Private placement of common stock

1.7S

$14.1

Senesco Technologies Inc. (OTC BB:SENO)

Private placement of common stock and warrants

1.1S and W for 1S

$2

Valentis Inc. (VLTS)

Private placement of common stock

6.1S

$13.8

Visible Genetics Inc. (VGIN)

Private placement of common stock

2.6S

$22

PUBLIC COMPANIES - November 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Advanced Tissue Sciences Inc. (ATIS)

Private placement of common stock

3.53S

$14.7

Alliance Pharmaceutical Corp. (ALLP)

Private placement of common stock and warrants

4.3S and W for 4.3S

$15.1

Ariad Pharmaceuticals Inc. (ARIA)

Private placement of common stock

1.9S

$8

Cel-Sci Corp. (AMEX:CVM)

Equity and debt financings

ND

$2.2

Genetronics Biomedical Corp. (AMEX:GEB)

Private placement of special warrants

5.2W

$2.3

Genta Inc. (GNTA)

Private placement of common stock

2.5S

$32.7

Hercules Development Group (OTC BB:HDVG)

Private equity financing

ND

$3.2

Neoprobe Corp. (OTC BB:NEOP)

Equity financing agreement

ND

$10

MGI Pharma Inc. (MOGN)

Private placement of common stock

0.9S

$11.8

Ophidian Pharmaceuticals Inc. (OTC BB:OPHD)

Private placement of debentures convertible into shares

ND

$2

Palatin Technologies Inc. (AMEX:PTN)

Private placement of common stock

4.9S

$11

Peregrine Pharmaceuticals Inc. (PPHM)

Private placement of common stock and warrants

5.75S and W for 1.725S

$5.75

Ribozyme Pharmaceuticals Inc. (RZYM)

Private placement of common stock and warrants

2.3S and W for 0.23S

$9.5

The Immune Response Corp. (IMNR)

Private placement of a convertible note and warrant

W for 1.73S

$2

Sepracor Inc. (SEPR)

Private placement of convertible subordinated notes

ND

$500

PUBLIC COMPANIES - October 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

AlphaRx Inc. (Canada; OTC BB:AHRX)

Private placement of common stock and warrants

ND

$0.5

AltaRex Corp. (OTC BB:ALXFF; TSE:AXO)

Private placement of special units

7.2U

C$12.6 (US$8)

Avant Immunotherapeutics Inc. (AVAN)

Private placement of common stock

3S

$14

Biomira Inc. (BIOM)

Private placement of convertible debentures and warrants

W for 0.75S

$15

Cubist Pharmaceuticals Inc. (CBST)

Private placement of subordinated notes

ND

$125

Discovery Laboratories Inc. (DSCO)

Private placement of units and warrants

U for 3.5S and W for 0.7S

$7.7

Essential Therapeutics Inc. (ETRX)

Private equity financing

ND

$60

MGI Pharma Inc. (MOGN)

Private placement of common stock

3S

$31

Nastech Pharmaceutical Company Inc. (NSTK)

Private placement of common stock

1.1S

$5.8

Organogenesis Inc. (AMEX:ORG)

Private placement of convertible subordinated notes and common stock

2.17S

$20.25

Paradigm Genetics Inc. (PDGM)

Private placement of common stock

5.1S

$28

Regeneron Pharmaceuticals Inc. (REGN)

Private placement of seven-year convertible notes

ND

$200

ReGen Therapeutics plc (UK; LSE:RGT)

Private placement of common stock

10.5S

1 (US$1.42)

Siga Technologies Inc. (SIGA)

Private placement of common stock and warrants

0.67S and W for 0.33S

$2

Triangle Pharmaceuticals Inc. (VIRS)

Private placement of common stock

18.7S

$49.5

PUBLIC COMPANIES - September 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Aastrom Biosciences Inc. (ASTM)

Private placement of common stock

7.7S

$11

Dragon Pharmaceuticals Inc. (Canada; OTC BB:DRUG)

Private placement of units

3.5U

$7

PPL Therapeutics plc (Scotland; LSE:PTH)

Private placement of common stock

ND

30 (US$43.3)

Protalex Inc. (OTC BB:PRTX)

Private placement of common stock

ND

$1.1

SIGA Technologies Inc. (SIGA)

Private placement of common stock and warrants

0.4S and W for 0.3S

$1.16

Synaptic Pharmaceutical Corp. (SNAP)

Private placement of convertible preferred stock

5.4S

$31.6

ViroLogic Inc. (VLGC)

Private placement of preferred stock and warrants

3.2W

$9.6

PUBLIC COMPANIES - August 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Antex Biologics Inc. (AMEX:ANX)

Private placement of convertible preferred stock and warrants

ND

$3

Aphton Corp. (APHT)

Private placement of common stock

1.2S

$14.25

Aradigm Corp. (ARDM)

Private placement of common stock and warrants

3.6S and 0.36W

$14.6

BioTime Inc. (AMEX:BTX)

Private placement of 10% nonconvertible debentures and warrants

ND

$3.5

Hyseq Inc. (HYSQ)

Private placement of common stock

3.04S

$21.3

Incara Pharmaceuticals Corp. (INCR)

Private placement of common stock and warrants

4.25S and 1W

$7

Ortec International Inc. (ORTC)

Financing involving non-equity capital

ND

$25

Synaptic Pharmaceutical Corp. (SNAP)

Private placement of convertible preferred stock

2.2S

$9.4

Triangle Pharmaceuticals Inc. (VIRS)

Private placement of common stock

9.62S

$25.51

ViroLogic Inc. (VLGC)

Private placement of preferred stock and warrants

3.2W

$9.55

Viventia Biotech Inc. (Canada; TSE:VBI)

Private placement of units

17.9U

C$6 (US$3.9)

PUBLIC COMPANIES - July 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Esperion Therapeutics Inc. (ESPR)

Private placement of common stock

3.2S

$24

Generex Biotechnology Corp. (Canada; GNBT)

Private placement of common stock and warrants

ND

US$11

Genset SA (France; GENXY)

Equity financing agreement

ND

EUR50 (US$43.8)

ICN Pharmaceuticals Inc. (NYSE:ICN)

Private placement of common stock

ND

$525

Isotechnika Inc. (Canada; TSE:ISA)

Private placement of warrants

5.7W

C$25.08 (US$16.24)

LifeCell Corp. (LIFC)

Private placement of common stock

3.125S and W to purchase 1.75S

$6

MacroChem Corp. (MCHM)

Private placement of common stock

1.56S

$10.1

Matritech Inc. (NMPS)

Private placement of common stock

0.33S

$1

New unnamed firm formed by the merger of Microcide Pharmaceuticals Inc. (MCDE) and The Althexis Company Inc.

Private placement of redeemable preferred stock

ND

$60

Penwest Pharmaceutical Co. (PPCO)

Private placement of common stock

2.4S

$30

Protein Polymer Technologies Inc. (OTC BB:PPTI)

Private placement of convertible preferred stock and warrants

ND

$1.2

ViroLogic Inc. (VLGC)

Private placement of preferred stock and warrants

3.2W

$6.7

PUBLIC COMPANIES - June 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

AtheroGenics Inc. (AGIX)

Private placement of common stock

3.6S

$20.6

Bioniche Life Sciences Inc. (Canada; TSE:BNC)

Private placement of special warrants

ND

C$10 (US$6.6)

Biopure Corp. (BPUR)

Equity line agreement

ND

$75

BioTransplant Inc. (BTRN)

Private placement of common stock

3S

$19

Cellegy Pharmaceuticals Inc. (CLGY)

Private placement of common stock

2.7S

$15.4

Cell Therapeutics Inc. (CTIC)

Private placement of convertible subordinated notes

ND

$175

COR Therapeutics Inc. (CORR)

Private placement of convertible senior notes

ND

$300

Cytogen Corp. (CYTO)

Private placement of common stock

1.82S

$8.19

DepoMed Inc. (AMEX:DMI)

Private placement of shares and warrants

2.9S and 1.5W

$12.3

DNAPrint genomics Inc. (OTC BB:DNAP)

Growth capital funding

ND

$2

Enzon Inc. (ENZN)

Private placement of convertible subordinated notes

ND

$400

Gliatech Inc. (GLIA)

Equity financing agreement

ND

$2.5

Guilford Pharmaceuticals Inc. (GLFD)

Private placement of common stock

3S

$59

InKine Pharmaceutical Co. (INKP)

Private placement of convertible subordinated notes

ND

$10

Matritech Inc. (NMPS)

Private placement of common stock

0.331S

$1.08

Orchid BioSciences Inc. (ORCH)

Private placement of common stock

5.95S

$35.7

Ortec International Inc. (ORTC)

Non-equity funding based on milestones

ND

$25

Procyon BioPharma Inc. (Canada; TSE:PBP)

Private placement of common stock

ND

C$1 (US$0.66)

SangStat Inc. (SANG)

Private placement of common stock

1.36S

$15

Sonus Pharmaceuticals Inc. (SNUS)

Private placement of common stock

1.7S

$4.9

Theratechnologies Inc. (Canada; TSE:TH)

Private placement of common stock

ND

C$60 (US$39.41)

PUBLIC COMPANIES - May 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Adolor Corp.

Private placement of newly issued stock

3S

$60

AltaRex Corp. (Canada; TSE:AXO; OTC BB:ALXFF)

Private placement of special warrants

ND

C$8.4 (US$5.4)

Amylin Pharmaceuticals Inc. (AMLN)

Private placement of common stock

3.5S

$35

Bioject Medical Technologies Inc. (BJCT)

Equity financing agreement

1.5S (plus warrants to purchase 0.225S)

$15

BioMarin Pharmaceutical Inc. (BMRN)

Private placement of common stock and warrants

4.8S (plus warrants for another 0.7S)

$45

Cephalon Inc. (CEPH)

Private placement of convertible subordinated notes

ND

$400

Cerus Corp. (CERS)

Private placement of common stock

1.5S

$78

Genzyme Corp. (GENZ)

Private placement of convertible subordinated notes

ND

$500

Lynx Therapeutics Inc. (LYNX)

Private placement of newly issued stock

1.7S

$11.1

Medicure Inc. (Canada; CDNX:MPH)

Private placement of units

2.6U

C$2.6 (US$1.7)

MGI Pharma Inc. (MOGN)

Private placement of common stock

4S

$29.2

Mindsense Biosystems Ltd. (Israel)

Equity financing agreement

ND

$2

NeoTherapeutics Inc. (NEOT)

Private placement of common stock

1.4S

$6

Organogenesis Inc. (AMEX:ORG)

Private placement of common stock

1.9S

$15.4

Phage Therapeutics International Inc. (OTC BB:PTXX)

Private placement of convertible stock

2.1U

$1.5

StemCells Inc. (STEM)

30-month equity financing

ND

$30

Synsorb Biotech Inc. (Canada; TSE:SYB; SYBB)

Equity line of financing

up to 1S

ND

Transgene (France; TRGNY)

Rights offering of common stock

4.21S

EUR63.1 (US$54)

VaxGen Inc. (VXGN)

Private placement of convertible preferred stock

0.02S

$20

Viventia Biotech Inc. (Canada; TSE:VBI)

Equity financing agreement

ND

C$6 (US$3.9)

The Medicines Company Inc. (MDCO)

Private placement of common stock

4S

$41.8

Trimeris Inc. (TRMS)

Private placement of common stock

1.4S

$43.4

PUBLIC COMPANIES - April 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Bioniche Life Sciences Inc. (Canada; TSE:BNC)

Financing from the Canadian government

ND

C$17.2 (US$10.99)

Cel-Sci Corp. (AMEX:CVM)

Equity financing agreement

ND

$10

DepoMed Inc. (AMEX:DMI)

Draw down financing over nine-month period

ND

$2

Cytomedix Inc. (OTC BB:CYDX)

Equity financing agreement

ND

$14.7

Gliatech Inc. (GLIA)

Equity financing agreement

ND

$5

International Wex Technologies Inc. (Canada; CDNX:WXI)

Private placement of common stock

0.3

$0.64

Transgene SA (France; TRGNY)

Rights offering for new shares to existing holders

5.31

EUR79.72 (US$71.53)

PUBLIC COMPANIES - March 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Antares Pharma (MEDJ)

Private placement of common stock

0.5S

$3

Atlantic Technology Ventures Inc. (ATLC)

Common stock purchase agreement

ND

$6

Axys Pharmaceuticals Inc. (AXPH)

Exercise of options to acquire common stock

2.4S

ND

CollaGenex Pharmaceuticals Inc. (CGPI)

Private placement of common stock

1.5S

$7.5

Helix BioPharma Corp. (Canada; TSE:HBP)

Exercise of Series A warrants

1.23W

C$3.93 (US$2.56)

IGEN International Inc. (IGEN)

Private placement of common stock

0.79 shares

$9.5

Martek Biosciences Corp. (MATK)

Private placement of common stock

1.28S (plus warrants to purchase 0.3S)

$20

MGI Pharma Inc. (MOGN)

Flexible underwritten equity facility

0.1S

$100

Nastech Pharmaceutical Co. Inc. (NSTK)

Private placement of common stock

0.86S

$4.2

NeoTherapeutics Inc. (NEOT)

Private placement of common stock and warrants

1.25S and 0.125W

$5

Oxford BioMedica plc (UK; LSE:OXB)

Private placement of common stock

59.2S

32.6 (US$46.176)

Triangle Pharmaceuticals Inc. (VIRS)

Private placement of Series B preferred stock

0.2S

$12

V.I. Technologies Inc. (VITX)

Private placement of common stock

1.6S

$10

PUBLIC COMPANIES - February 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Advanced Viral Research Corp. (OTC BB:ADVR)

Credit line financing

ND

$50

Antares Pharma (MEDJ)

Private placement of common stock

1.2S (plus warrants to purchase 0.3S)

$7

BioMarin Pharmaceutical Inc. (BMRN)

Equity financing

ND

$50

BioPulse International Inc. (OTC BB:BIOP)

Bridge financing

ND

$3

Columbia Laboratories Inc. (AMEX:COB)

Equity financing

ND

$20

Heska Corp. (HSKA)

Private placement of common stock

4.57S

$5.7

Igen International Inc. (IGEN)

Equity financing facility

ND

$60

La Jolla Pharmaceutical Co. (LJPC)

Private placement of common stock

5.7S

$35.3

NeoTherapeutics Inc. (NEOT)

Private placement of common stock

1.6S

$3.5

Pheromone Sciences Corp. (Canada; CDNX:PHS)

Private placement of special warrants

2W

C$2 (US$1.31)

Samaritan Pharmaceuticals (OTC BB:SPHC)

Equity financing

ND

$20

PUBLIC COMPANIES - January 2001

Company (Symbol)

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Acacia Research Corp. (ACRI)

Private placement of common stock

1.1S

$19

Aradigm Corp. (ARDM)

Exercise of a put option

0.34S

$5

Aviron Inc. (AVIR)

Private placement of common stock

0.161S

$8

Corixa Corp. (CRXA; now merged with Coulter Pharmaceuticals Inc.)

Draw down of equity line

37.5S

$37.5

Gene-Cell Inc. (OTC BB:GCLL)

Private placement of common stock

1.875S

$1.5

ImClone Systems Inc. (IMCL)

Redemption of Series A preferred stock

ND

$24

Interleukin Genetics Inc. (ILGN)

Private placement of common stock and warrants

1.2S; 0.6W

$3

Ligand Pharmaceuticals Inc. (LGND)

Draw down of zero-convertible notes

ND

$10

Ligand Pharmaceuticals Inc. (LGND)

Private placement of common stock

2S

$24

Nexell Therapeutics Inc. (NEXL)

Private placement of common stock

ND

$25

Prana Biotechnology Ltd. (Australia; ASX:PBT)

Private placement of common stock

6.66S

A$5 (US$2.8)

SafeScience Inc. (SAFS)

Private placement of common stock and warrants

3.96S (plus warrants for another 1.964S)

$4.7

SangStat Medical Corp. (SANG)

Private placement of common shares

1.3S

$12.5

Texas Biotechnology Corp. (AMEX:TXB)

Exercise of warrants

2.57W

$21.7

Triangle Pharmaceuticals Inc. (VIRS)

Private placement of common stock

7.7S

$46.2

PRIVATE COMPANIES - December 2001

Company

Location

Date

Amount Raised (M)

Round

Agilix Corp.

New Haven, Conn.

12/18

$21

Second

Altus Inc.

Cambridge, Mass.

12/27

$15

Second

Amnis Corp.

Seattle

12/3

$8.75

Second

Astex Technology Ltd.

Cambridge, UK

12/17

$8.1

ND

Avalon Pharmaceuticals Inc.

Gaithersburg, Md.

12/17

$70

Second

A-Viral A/S

Oslo, Norway

12/19

NOK15 (US$1.7)

ND

Calyx Therapeutics Inc.

Hayward, Calif.

12/5

$30

Fourth

Cytochroma Inc.

Kingston, Ontario

12/18

$2.3

Second

ExonHit Therapeutics SA

Paris

12/3

EUR30 (US$26.7)

Third

Genome Express

Grenoble, France

12/10

EUR12.4 (US$11.02)

Second

Guava Technologies Inc.

Burlingame, Calif.

12/20

$6

Fourth

Infigen Inc.

Deforest, Wis.

12/19

ND

First

Micromet AG

Martinsried, Germany

12/26

EUR6 (US$5.3)

Fourth

Mindset BioPharmaceuticals Inc.

Jerusalem

12/20

$15

ND

MitoKor

San Diego

12/21

$25

ND

Myogen Inc.

Denver

12/31

$14

Fourth

Novocell Inc.

Irvine, Calif.

12/19

ND

Third

Performance Plants Inc.

Kingston, Ontario

12/21

$2.7

ND

Pharmacore AB

Uppsala, Sweden

12/26

SEK45 (US$4.5)

ND

Pharmion Corp.

Boulder, Colo.

12/3

$65

ND

Phylogix Inc.

Scarborough, Maine

12/7

$2.95

First

Synaptica Ltd.

Oxford, UK

12/17

$5.1

ND

Syrrx Inc.

San Diego

12/26

$18.5

ND

Trellis Bioscience Inc.

San Francisco

12/3

ND

First

Xantos Biomedicine GmbH

Bornheim, Germany

12/26

EUR21 (US$18.7)

Second

PRIVATE COMPANIES - November 2001

Company

Location

Date

Amount Raised (M)

Round

Aegis Analytical Corp.

Lafayette, Colo.

11/19

$14.5

Second

Ambit Biosciences Corp.

San Diego

11/7

$10

Second

Auxilium Inc.

East Norriton, Pa.

11/8

$28

Second

Bioheart Inc.

Fort Lauderdale, Fla.

11/20

$5

ND

Fludigm Corp.

South San Francisco

11/12

$34

Third

Glycominds Ltd.

Maccabim, Israel

11/6

$7.1

ND

Jerini AG

Berlin

11/13

EUR20 (US$17.6)

Second

Locus Discovery Inc.

Blue Bell, Pa.

11/7

$12

Third

Lorantis Ltd.

Cambridge, UK

11/6

4.7 (US$7)

Second

MorphoGen Pharmaceuticals Inc.

San Diego

11/19

$8.5

Third

NuGEN Technologies Inc.

San Carlos, Calif.

11/30

$10.8

Second

Protein Sciences Corp.

Meriden, Conn.

11/12

$2

ND

Rinat Neuroscience Corp.

Palo Alto, Calif.

11/6

$17.5

First

Scion Pharmaceuticals Inc.

San Mateo, Calif.

11/6

$4

First

PRIVATE COMPANIES - October 2001

Company

Location

Date

Amount Raised (M)

Round

Affibody AB

Stockholm, Sweden

10/3

$28

ND

Altus Inc.

Cambridge, Mass.

10/3

$35

ND

Angiogene Inc.

Montreal

10/11

C12 (US$7.7)

ND

Ardana Bioscience Ltd.

Edinburgh, Scotland

10/31

13.3 (US$20)

First

Atto BioScience Inc.

Rockville, Md.

10/29

$3

First

Axxima Pharmaceuticals AG

Martinsried, Germany

10/22

$27.3

ND

Capsulation NanoScience AG

Berlin, Germany

10/3

DM6 (US$2.8)

First

Cetek Corp.

Marlborough, Mass.

10/11

$14

ND

Chroma Therapeutics Ltd.

Oxford, UK

10/25

1.5 (US$2.15)

Seed

Cyternex Inc.

San Diego

10/17

$3.55

First

Cytochroma Inc.

Kingston, Ontario

10/29

C$12 (US$7.6)

ND

Discovery Therapeutics Inc.

Richmond, Va.

10/9

$45

Fourth

DOV Pharmaceutical Inc.

Hackensack, N.J.

10/17

$10.4

Fourth

D-Pharm Ltd.

Rehovot, Israel

10/16

$30

Fourth

ESBATech AG

Zurich, Switzerland

10/30

ND

Second

Galileo Genomics Inc.

Montreal

10/10

C$16.5 (US$10.5)

ND

GeneFormatics Inc.

San Diego

10/17

$22

Third

International Therapeutics Inc.

Seattle

10/4

$2

Second

Interomex BioPharmaceuticals Inc.

Vancouver, British Columbia

10/3

C$6.3 (US$4)

Second

Intronn Inc.

Raleigh, N.C.

10/15

$7

First

Metabasis Therapeutics Inc.

San Diego

10/23

$19.2

Fourth

NimbleGen Systems Inc.

Madison, Wis.

10/17

$1.5

Second

Novocell Inc.

Irvine, Calif.

10/3

$7

Second

Protedyne

Windsor, Conn.

10/12

$12

ND

RiboTargets Ltd.

Cambridge, Mass.

10/3

32 (US$47)

Third

Sagres Discovery Inc.

Davis, Calif.

10/5

$20

Second

Sosei Co. Ltd.

Tokyo

10/22

$6.5

Second

Switch Biotech AG

Martinsried, Germany

10/11

EUR18 (US$16.5)

Third

Therion Biologics Corp.

Cambridge, Mass.

10/30

$36.5

Third

ToleRx

Cambridge, Mass.

10/23

$17

Second

ViaCell Inc.

Boston

10/31

$15

ND

PRIVATE COMPANIES - September 2001

Company

Location

Date

Amount Raised (M)

Round

Amphora Discovery Corp.

Research Triangle Park, N.C.

9/27

$11

First

Athenix Corp.

Research Triangle Park, N.C.

9/10

$8

First

Bio Information Technologies Ltd.

Rama Gan, Israel

9/10

$7.8

First

Cellfactors plc

Cambridge, UK

9/19

2.5 (US$3.66)

ND

Cumbre Inc.

Dallas

9/20

$26

Second

Entelos Inc.

Menlo Park, Calif.

9/6

$25

ND

EuroProteome AG

Hennigsdorf, Germany

9/26

EUR9.5 (US$8.77)

Second

Locus Discovery Inc.

Blue Bell, Pa.

9/7

$28

Third

MacroGenics Inc.

Seattle

9/25

$13.5

First

Merix Bioscience Inc.

Durham, N.C.

9/10

$39.5

Second

NimbleGen Systems Inc.

Madison, Wis.

9/11

$9

ND

Protiva Biotherapeutics Inc.

Vancouver, British Columbia

9/6

C$14.5 (US$9.3)

ND

PTC Therapeutics Inc.

South Plainfield, N.J.

9/20

$40

Second

Solexa Ltd.

Cambridge, UK

9/24

US$17

ND

SynGenix Ltd.

Cambridge, UK

9/13

5 (US$7.25)

ND

PRIVATE COMPANIES - August 2001

Company

Location

Date

Amount Raised (M)

Round

AM Pharma BV

Bilthoven, the Netherlands

8/15

EUR0.64 (US$0.59)

First

Ark Therapeutics Ltd.

London

8/29

14.5 (US$21)

Third

Automated Cell Inc.

Pittsburgh

8/6

$2.6

ND

Chimeric Therapies Inc.

Laguna Niguel, Calif.

8/8

$9.7

ND

Eyetech Pharmaceuticals Inc.

New York

8/9

$108.5

Third

Ionix Pharmaceuticals Ltd.

London

8/8

8 (US$11.4)

First

LaunchCyte LLC

Pittsburgh

8/8

$0.7

ND

MBT Munich Biotechnology GmbH

Munich, Germany

8/21

EUR30.3 (US$27.8)

Second

Morphotek Inc.

Philadelphia

8/13

$10

Second

Myogen Inc.

Denver

8/27

$52.4

Fourth

Q3DM Inc.

San Diego

8/22

$1.5

First

TaiGen Biotechnology Co.

Taipei, Taiwan

8/20

$48

First

PRIVATE COMPANIES - July 2001

Company

Location

Date

Amount Raised (M)

Round

ActivX Biosciences Inc.

La Jolla, Calif.

7/10

$20

First

Adaptive Screening Ltd.

London

7/25

0.5 (US$0.71)

Seed

Affymax Inc.

Palo Alto, Calif.

7/30

$51

First

BioVex Ltd.

London

7/30

10 (US$14.2)

ND

Cognetix Inc.

Salt Lake City

7/31

$17

Second

Critical Therapeutics Inc.

Cambridge, Mass.

7/17

$10

First

De Novo Pharmaceuticals Ltd.

Cambridge, UK

7/26

16.75 (US$23.93)

Second

EluSys Therapeutics Inc.

Pine Brook, N.J.

7/17

$17

Third

Endocyte Inc.

West Lafayette, Ind.

7/16

$7.6

First

Inpharmatica

London

7/3

31.3 (US$44)

Second

Integrative Proteomics Inc.

Toronto

7/31

$25

Second

Ipsogen

Marseille, France

7/18

EUR4.5 (US$3.9)

Second

MetaProbe LLC

San Diego

7/5

$5

First

MetriGenix Inc.

Gaithersburg, Md.

7/19

$15

First

Morphochem AG

Munich, Germany

7/19

EUR15 (US$13)

Fourth

Nereus Pharmaceuticals Inc.

San Diego

7/30

$23.6

Second

NewBiotics Inc.

San Diego

7/26

$11

Third

Prolinx Inc.

Bothell, Wash.

7/17

$16.8

Fifth

Signature BioScience Inc.

Hayward, Calif.

7/9

$43

Fourth

Trophos

Marseille, France

7/31

EUR5 (US$4.4)

First

PRIVATE COMPANIES - June 2001

Company

Location

Date

Amount Raised (M)

Round

Amaxa GmbH

Cologne, Germany

6/13

EUR13 (US$11.6)

Second

Amedis Pharmaceuticals Ltd.

Royston, UK

6/13

4 (US$5.56)

ND

Biophage Inc.

Montreal

6/20

C$2.6 (US$1.7)

ND

Biophage Inc.

Montreal

6/27

C$0.85 (US$0.56)

ND

Biovitrum AB

Stockholm, Sweden

6/11

$130

Seed

Corcept Therapeutics Inc.

Menlo Park, Calif.

6/20

$37

Third

Corus Pharma Inc.

Seattle

6/6

$18.5

First

Cyclacel Ltd.

Dundee, UK

6/14

34 (US$47.6)

Third

Genicon Sciences Corp.

San Diego

6/6

$32

Fourth

Guava Technologies Inc.

Burlingame, Calif.

6/21

$17.5

Second

Ichor Corp.

Lyon, France

6/18

$2

ND

IntegraGen

Evry, France

6/21

EUR6.3 (US$5.4)

First

Kourion Therapeutics

Dusseldorf, Germany

6/28

EUR12 (US$10.3)

ND

Medgenics Inc.

Misgav, Israel

6/20

$7

First

Neurogenetics Inc.

San Diego

6/25

$9

Second

NeuroSearch A/S

Ballerup, Denmark

6/21

DKK128.6 (US$14.7)

ND

NitroMed Inc.

Bedford, Mass.

6/14

$31.4

ND

Screentec BV

Leiden, the Netherlands

6/13

EUR6.5 (US$5.54)

First

Sterix Ltd.

Oxford, UK

6/20

8 (US$11.1)

ND

VitaGen Inc.

La Jolla, Calif.

6/28

$14

Third

PRIVATE COMPANIES - May 2001

Company

Location

Date

Amount Raised (M)

Round

AGY Therapeutics Inc.

South San Francisco

5/7

$13

Second

Aptus Genomics Inc.

Rockville, Md.

5/14

$6.2

First

Astex Technology Ltd.

Cambridge, UK

5/4

22.7 (US$32.5)

First

BioMimetic Pharmaceuticals Inc.

Nashville, Tenn.

5/24

$6.5

ND

Conforma Therapeutics Corp.

San Diego

5/9

$15

First

Corgentech Inc.

South San Francisco

5/3

$13

Second

Gemin X Biotechnologies Inc.

Montreal

5/3

$12.6

Second

Genicon Science Corp.

San Diego

5/2

$27

Third

Isogenica Ltd.

Cambridge, UK

5/16

US$3

Seed

Memorec Stoffel GmbH

Cologne, Germany

5/16

EUR12.8 (US$11.3)

ND

Molecular Mining Corp.

Kingston, Ontario

5/23

US$8

Second

Molecular Reflections Inc.

San Diego

5/7

$14.2

Second

Neurotech SA

Evry, France

5/29

EUR35 (US$30)

Third

Novirio Pharmaceuticals Ltd.

Cambridge, Mass.

5/7

$44

Third

Point Therapeutics Inc.

Boston

5/31

$5.4

Second

Rejuvenon Corp.

Houston

5/2

$12

ND

Remedyne Corp.

Goleta, Calif.

5/30

$3.2

First

Strakan Group Ltd.

Galashiels, Scotland

5/8

30.5 (US$43.5)

ND

ThromboGenics Ltd.

Dublin, Ireland

5/10

$12.8

ND

Xenon Genetics Inc.

Vancouver, British Columbia

5/4

$2.6

Second

PRIVATE COMPANIES - April 2001

Company

Location

Date

Amount Raised (M)

Round

Vectura Ltd.

Bath, England

4/30

10.55 (US$15.09)

ND

Active Pass Pharmaceuticals Inc.

Vancouver, British Columbia

4/30

C$7.7 (US$5.01)

ND

Ardana Bioscience Ltd.

Edinburgh, Scotland

4/17

2 (US$2.87)

ND

Cellular Genomics Inc.

Branford, Conn.

4/5

$22

Second

De Novo Pharmaceuticals Ltd.

Cambridge, UK

4/4

950,000 (US$1.36)

Second

DeveloGen AG

Gottingen, Germany

4/18

EUR40 (US$39.9)

ND

DrugAbuse Sciences Inc.

Los Altos, Calif., and Paris

4/5

$24

ND

Epicyte Pharmaceutical Inc.

San Diego

4/16

$16

Fourth

Genteric Inc.

Alameda, Calif.

4/26

$22

Second

Graffinity Pharmaceutical Design

Heidelberg, Germany

4/18

EUR30.6 (US$26.72)

ND

LifeSpan BioSciences Inc.

Seattle

4/16

$19

Third

Lorantis Ltd.

London

4/20

11.5 (US$16.5)

Second

Micromet AG

Martinsried, Germany

4/4

EUR40 (US$35.2)

Fourth

Novazyme Pharmaceuticals Inc.

Oklahoma City

4/18

$16

Second

Perlegen Sciences Inc.

Santa Clara, Calif.

4/3

$100

Second

Protein Polymer Technologies Inc.

San Diego

4/2

$1.9

Seventh

U.S. Genomics Inc.

Woburn, Mass.

4/4

$17

Second

Xenon Genetics Inc.

Vancouver, British Columbia

4/4

$45

ND

PRIVATE COMPANIES - March 2001

Company

Location

Date

Amount Raised (M)

Round

Acorda Therapeutics Inc.

Hawthorne, N.Y.

3/9

$6

Ninth

Alchemia Inc.

Redwood City, Calif.

3/29

$8.2

ND

Ardais Corp.

Lexington, Mass.

3/19

$33.5

ND

CancerVax Corp.

Santa Monica, Calif.

3/6

$30

First

Caprion Pharmaceuticals Inc.

Montreal

3/13

C$6.2 (US$4.1)

Second

Cellzome GmbH

Heidelberg, Germany

3/1

$31

Second

Chromagen Inc.

San Diego

3/23

$15

Sixth

Icagen Inc.

Research Triangle Park, N.C.

3/27

$22.8

ND

LumiCyte Inc.

Fremont, Calif.

3/30

$20

Second

Matrix Therapeutics Ltd.

Nottingham, UK

3/19

2 (US$2.85)

First

NatImmune A/S

Copenhagen, Denmark

3/22

$7.5

Second

NeuroMed Technologies Inc.

Vancouver, British Columbia

3/27

C$3.8 (US$2.4)

Second

Oasis Biosciences Inc.

San Diego

3/29

$7

First

Pharmagenesis Inc.

Palo Alto, Calif.

3/6

ND

ND

Pharmasset Ltd.

Bridgetown, Barbados

3/14

$7.4

ND

ProdiGene Inc.

College Station, Texas

3/13

$9

ND

Santarus Inc.

San Diego

3/8

$33.2

Third

SpiroGen Ltd.

Bryde, Isle of Wight, UK

3/15

1 (US$1.4)

ND

Synt:em

Paris

3/7

EUR22 (US$20.43)

ND

PRIVATE COMPANIES: February 2001

Company

Location

Date

Amount Raised (M)

Round

Bioheart Inc.

Fort Lauderdale, Fla.

2/28

$11

First

Curacyte AG

Munich, Germany

2/8

EUR7 (US$6.5)

First

Quorex Pharmaceuticals Inc.

Carlsbad, Calif.

2/27

$18.5

Second

Replicor Inc.

Montreal

2/2

C$2.6 (US$1.73)

ND

Zeptosens AG

Witterswil, Switzerland

2/27

CHF14 (US$8.3)

Second

PRIVATE COMPANIES - January 2001

Company

Location

Date

Amount Raised (M)

Round

Advancis Pharmaceutical Corp.

Gaithersburg, Md.

11/16

$15

Fourth

Acorda Therapeutics Inc.

Hawthorne, N.Y.

1/9

$33.7

Ninth

BioMicro Systems Inc.

Salt Lake City

1/17

$1.5

First

Cambridge Drug Discovery Ltd.

Cambridge, UK

1/11

7.5 (US$11.26)

ND

EmerGen Inc.

Salt Lake City

1/5

$15

First

EpiCept Corp.

Englewood Cliffs, N.J.

1/12

$13.4

Third

Helicon Therapeutics Inc.

Uniondale, N.Y.

1/10

$6

Second

IDgene Pharmaceuticals Ltd.

Jerusalem

1/31

$7.65

Second

InfiMed Therapeutics Inc.

Cambridge, Mass.

1/22

$15

Second

Intercell Biomedical Research & Development AG

Vienna, Austria

1/16

EUR27 (US$25.4)

Second

NeoGenesis Inc.

Cambridge, Mass.

1/8

$23

Fourth

NeuroMed Technologies Inc.

Vancouver, British Columbia

1/24

C$17 (US$11.23)

Second

Oxxon Pharmaccines Ltd.

Oxford, UK

1/2

4.7 (US$7.15)

ND

Panacos Pharmaceuticals Inc.

Gaithersburg, Md.

1/18

$3

Second

Phylos Inc.

Lexington, Mass.

1/4

$25.1

ND

Protiva Biotherapeutics Inc.

Vancouver, British Columbia

1/24

C$1.5 (US$1)

First

Raven Biotechnologies Inc.

San Carlos, Calif.

1/9

$20.6

Second

Syrrx Inc.

San Diego

1/8

$54

Second

Triad Therapeutics Inc.

San Diego

1/4

$30

Second

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