Top Ten Underwriters

Underwriter (Number of IPOs as Lead/Number of IPOs As Lead Or Co-Manager) Gross Proceeds (M)
Warburg Dillon Read LLC (0/3) 2,261.1
J.P. Morgan & Co. (2/3) 2,250.2
Robertson Stephens (0/2) 2,244.4
Goldman, Sachs & Co. (1/2) 2,244.4
Merrill Lynch & Co. (0/1) 2,134.0
Invemed Associates (0/2) 187.4
Schroders & Co. Inc.(0/2) 144.6
Chase H&Q (0/2) 130.5
Donaldson, Lufkin & Jenrette (1/2) 129.9
U.S. Bancorp Piper Jaffray (1/2) 120.5

Full Credit to All Underwriters

Underwriter (Number of IPOs as Lead/Number of IPOs As Lead Or Co-Manager) Gross Proceeds (M)
Prudential Vector Healthcare# (1/2) 108.4
Lehman Brothers (1/1) 74.2
Credit Suisse First Boston Corp. 77
Leerink Swann & Co. (0/1) 67.6
Bank J. Vontobel & Co. AG (0/1) 67.6
Deutsche Banc Alex. Brown (1/1) 62.1
A.G. Edwards & Sons (0/1) 62.1
ING Barings (1/1) 56.3
Punk Ziegel & Co. (0/1) 46.3
Adams Harkness & Hill (0/1) 42
Robert W. Baird & Co. (0/1) 42
CIBC World Markets Inc./CIBC Oppenheimer Corp./CIBC Wood Grundy Securities Inc. (0/1) 20.8
Goepel McDermid Inc. (0/1) 20.8
Nesbitt Burns (1/1) 20.8
RBC Dominion Securities Inc. (0/1) 20.8
China Everbright Securities Ltd. (0/1) 11.5
The New China Hong Kong Securities Ltd. (0/1) 11.5
Westport Resources Investment Services (1/1) 11.5
Pro-Genesis Securities Inc. (1/1) 2.6
Canaccord Capital Corp. (1/1) 2.3
Note: # May include offerings handled by Prudential Securities and Vector Securities International Inc. prior to their merger.