Total: $2,779.81M | ||||
Company | Type Of Financing | Number | Amount Raised (M) | Investors; Placement Agents; Details (Date)@ |
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Abgenix Inc. | Private placement of convertible subordinated notes | N/A | $200 | Abgenix raised $200M in the placement; the initial purchasers also have an overallotment option for up to an additional $50M in notes (2/27) |
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Amgen Inc. | Private placement of 30-year zero-coupon senior convertible notes | Notes convertible into 31S | $2.5B | Amgen raised $2.5B through the private placement; the initial purchaser has an option to purchase an additional $321M in notes; the notes are convertible into about 31M shares, or 35M shares if the overallotment is exercised (2/22) |
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Antisoma plc | Financing with a 4-for-3 rights issue | N/A | 22 (US$31.3) | Antisoma raised US$31.3M with a 4-for-3 rights issue; the issue was priced at 20 pence per share (2/27**) |
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CollaGenex Pharmaceuticals Inc. (CGPI) | Equity line financing | N/A | | CollaGenex secured an $8.5M equity line financing commitment from Kingsbridge Capital Ltd. (2/19) |
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Immtech International Inc. (IMMT) | Private placement of convertible preferred stock and warrants | N/A | $4 | Immtech raised $4M in the placement of restricted Series A convertible preferred stock with a predetermined conversion price and warrants to purchase common stock (2/19) |
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MoliChem Medicines Inc. (OTC BB:MLCM) | Exercise of warrants | N/A | $1.5 | MoliChem received an additional $1.5M in funding in connection with the exercise by two of its shareholders of warrants to purchase additional shares of its common stock; Dacha Capital Inc. and Multivox Marketing Inc. each invested an additional $750,000 (2/5) |
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NaPro BioTherapeutics Inc. (NPRO) | Private placement of common stock and debentures | N/A | $16 | NaPro raised $16M in a private placement in which TL Ventures was the sole investor (2/14) |
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Nymox Pharmaceutical Corp. (NYMX) | Private placement of common stock | N/A | $0.55 | Nymox raised $550,000, at prices between $3.90 and $4.05 per share (2/7) |
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Orchid Bio- | Private placement of common stock | 8S | $20 | Orchid raised $20M selling 8M shares to a select group of new and existing shareholders; Robertson Stephens Inc. served as underwriter for the offering; there is an overallotment option for another 1.2M shares (2/27) |
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Peregrine Pharmaceuticals Inc. (PPHM) | Private placement of common stock and warrants | 1.1S and W for 0.275S | $2.2 | Peregrine raised $2.2M in a placement led by Zimmer Lucas Partners LLP; it included Vertical Capital Holdings Ltd.; the company issued 1.1M shares and warrants to purchase an additional 275,000 common shares; Atlas Capital Services LLC acted as placement agent (2/5) |
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The Immune Response Corp. (IMNR) | Private placement of a convertible note and warrant | N/A | $2 | The Immune Response privately placed a $2M convertible note and warrant with Oshkim Ltd. Partnership (2/15) |
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Tm Bioscience Corp. (Canada; CDNX:TMC) | Exercise of warrants | N/A | C$3.6 (US$2.26) | Tm Bioscience received a total of C$3.6M since the end of the third quarter 2001 from the exercise of warrants and compensation options relating to a private placement in May 2000 (2/8) |
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Notes: | ||||
# Unless otherwise indicated, shares are traded on the Nasdaq exchange. This chart does not include real estate or manufacturing plant financings. | ||||
@ Dates refer to the date of the press release. | ||||
** Denotes the date the item ran in BioWorld International. | ||||
N/A = Not available, applicable or reported. | ||||
CDNX = Canadian Venture Exchange; LSE = London Stock Exchange; OTC BB = Over the Counter Bulletin Board |