I. FINANCING OF PRIVATE BIOTECHNOLOGY COMPANIES: $293.7M

Company

Location

Date

Amt. (M)

Details


Advanced
BioHealing Inc.

New York

11/29/05

$8

Canaan Partners and Wheatley Partners co-led the Series B financing, which also included existing investors; Walter Greenblatt & Associates LLC was financial adviser

Alimera
Sciences Inc.

Atlanta

11/30/05

$31.8

The Series B financing round was led by Venrock Associates and included original investors BA Venture Partners, Domain Associates, Intersouth Partners and Polaris Venture Partners

Antisense
Pharma GmbH

Regensburg, Germany

11/30/05

$18

The investment was provided by German MIG funds

CeNeRx
BioPharma Inc.

Research Triangle Park, N.C.

11/29/05

$18.5

The Series A financing round was led by Perseus- Soros BioPharmaceutical Fund, with participation from L Capital Partners, A.M. Pappas & Associates and Wistar Morris

CytImmune
Sciences Inc.

Rockville, Md.

11/15/05

$5

The financing was a combination of a private investment and state funding from Maryland' s Department of Business and Economic Development

Edison
Pharmaceuticals
Inc.

San Jose, Calif.

11/29/05

$2.8

The Series A round was led by Paul Avery

4SC AG

Martinsried, Germany

11/30/05

€10.16 (US$11.9)

The pre-listing financing entailed the sale of about 2.4M shares at €4.24 per share; Conrad Hinrich Donner Bank AG coordinated the deal

Fovea
Pharmaceuticals
SA

Paris

11/7/05

€20.5 (US$24.5)

The Series A financing round was led by Sofinnova Partners and included Abingworth Management, The Wellcome Trust, GIMV and Credit Agricole Private Equity

Gene-IT Inc.

Worcester, Mass.

11/30/05

$4.1

The Series A financing was led by Cross Atlantic Partners and Milestone Venture Partners, and included Société Générale Asset Management Alternative Investments

Guava
Technologies
Inc.

Hayward, Calif.

11/29/05

$7

The financing was provided by existing investors Abingworth Life Science Investment, Granite Global Ventures, HLM Venture Partners, MDS Capital Corp., ProQuest Investments and Skyline Ventures

Inotek
Pharmaceuticals
Corp.

Beverly, Mass.

11/17/05

$10

Inotek raised $10M in the second tranche of a $35M Series B financing; $25M was raised In August; new investors included Caisse de depot et placement du Quebec and Pitango Venture Capital

IntegraGen
SA

Evry, France

11/17/05

€8 (US$9.4)

Investors in the Series B financing round included CDC Enterprises Innovation, AGF Private Equity, Bioam, SGAM Alternative Investments and Baytech Venture Capital

iQur Ltd.

Southampton, UK

11/8/05

£2.6 (US$4.5)

Details on the £2.6 follow-on financing were not disclosed; the company formerly was named HepCgen Ltd.

Lentigen Corp.

Baltimore

11/30/05

ND

The company secured undisclosed seed and Series A financing from Greenwich Biotech Ventures

Mersana
Therapeutics
Inc.

Cambridge, Mass.

11/8/05

$21

Fidelity Biosciences and ProQuest Investments led the financing round; also participating were Rho Ventures and previous investors PureTech Ventures, Cape Family Fund LLC, Harris & Harris Group Inc. and Lansing Brown Investments LLC

NuPathe Inc.

Conshohocken, Pa.

11/8/05

$0.5

BioAdvance, the Biotechnology Greenhouse of Southeastern Pennsylvania, led the seed funding round

OncoMethylome
Sciences SA

Leige, Belgium

11/2/05

€15 (US$17.7)

The Series B financing round was led by Edmond de Rothschild Investment Partners; existing investors ING Belgium, Life Sciences Partners, PolyTechnos Venture-Partners, Meusinvest and Technowal also participated

Portola
Pharmaceuticals
Inc.

South San Francisco

11/8/05

$46

The Series B financing round was led by Advanced Technology Ventures; also participating were Alta Partners and previous investors Abingworth Management, Frazier Healthcare Ventures, MPM Capital, Prospect Ventures and Sutter Hill Ventures

PTC
Therapeutics
Inc.

South Plainfield, N.J.

11/10/05

$26.6

The financing was led by existing investors Credit Suisse First Boston Private Equity and HBM BioVentures, with participation from Vulcan Ventures, Novo A/S, Delphi Ventures, Bay City Capital, Novartis BioVentures, Amgen Ventures and HealthCap

Rincon
Pharmaceuticals
Inc.

San Diego

11/15/05

$4.7

The financing was led by Paperboy Ventures

Spear
Therapeutics
Ltd.

London

11/28/05

$8.5

Advent International invested in the financing round

Syntaxin Ltd.

Salisbury, UK

11/15/05

£3 (US$5.2)

Abingworth Management Ltd. invested in the company, which was spun out from the UK Health Protection Agency

Vital
Therapies Inc.

San Diego

11/1/05

$8

MedVenture Associates led the first closing of a Series B financing; also participating were Valley Ventures, Paragon Venture Partners, Toucan Capital and individual investors

II. MILESTONE PAYMENTS AND EQUITY INVESTMENTS FROM EXISTING CORPORATE PARTNERS: $1M

Company
(Symbol)#*

Partner
(Country)

Amt.
(M)

Triggering
Event

Details (Date)


Discovery
Partners
International
Inc.
(DPII)

Seikagaku Corp. (Japan)

ND

Milestone payment

Triggered by Seikagaku's advancement of a compound identified by DPI in their collaboration to the next stage of development (11/9)

Metabolex
Inc.*

Astellas Pharma Inc. (Japan)

ND

Milestone payment

Triggered by Astellas' selection of additional validated targets for drug screening and development in their collaboration (11/8)

Medarex Inc.
(MEDX)

Bristol-Myers Squibb Co.

ND

Milestone payment

Triggered by advancement into clinical trials of BMS-66513, a fully human antibody that targets CD137 developed using Medarex technology (11/15)

Micromet
AG *
(Germany)

MedImmune Inc. (MEDI)

ND

Milestone payment

Triggered by Micromet's generation of BiTE molecules against a MedImmune oncology target (11/21)

Neose
Technologies
Inc.
(NTEC)

Novo Nordisk A/S (Denmark)

ND

Milestone payment

The payment stems from November 2003 deal to use Neose's GlycoPEGylation technol- ogy to develop next-generation versions of already-marketed therapeutic proteins (11/21)

Vical Inc.
(VICL)

Merck & Co. Inc.

$1

Milestone payment

Triggered by Merck's initiation of a Phase I trial of a DNA cancer vaccine based on Vical's DNA gene delivery technology (11/8)

VisiGen
Biotechnologies
Inc.*

SeqWright Inc.

ND

Equity investment

SeqWright is making an undisclosed follow-on investment in VisiGen (11/2)


Notes:

# Unless otherwise indicated, shares are traded on the Nasdaq exchange.

* Private company.

Currency conversions are based on exchange rates at the time of the deal.

ND = Not disclosed.