Underwriter (Number of Offerings As Lead/Number
of Offerings As Lead Or Co-manager)

Gross Proceeds (M)


S.G. Cowen Securities Corp. (2/5)

$779.1

J.P. Morgan Chase & Co. (2/4)

$732.3

Lehman Brothers Inc. (4/5)

$614.9

CIBC World Markets Corp. (1/6)

$486.5

Robertson Stephens Inc. (0/2)

$449.6

Banc of America Securities (1/3)

$405.1

Morgan Stanley Dean Witter (1/1)

$400.0

UBS Warburg LLC (1/2)

$357.8

Credit Suisse First Boston (3/3)

$311.2

Dain Rauscher Wessels (0/3)

$283.8

Merrill Lynch & Co. (2/2)

$218.5

Salomon Smith Barney (1/1)

$186.7

Thomas Weisel Partners LLC (2/2)

$186.6

U.S. Bancorp Piper Jaffray (3/4)

$180.4

ABN Amro Rothschild LLC (0/1)

$130.6

Lazard Freres & Co. LLC (0/1)

$130.6

Fidelity Capital Markets (0/1)

$82.5

Robert W. Baird & Co. Inc. (0/1)

$82.5

Gruntal & Co. LLC (0/1)

$69.0

Ladenburg Thalmann & Co. (1/1)

$46.5

Legg Mason Wood Walker (1/1)

$46.5

Adams, Harkness & Hill Inc. (0/1)

$43.3

Arnold & S. Bleichroeder Inc. (0/1)

$43.3

Gerard Klauer Mattison & Co. (2/2)

$38.6

C.E. Unterberg, Towbin (0/1)

$12.5


* The offerings in these charts include only those that were completed on U.S. stock exchanges (NASDAQ, NYSE or AMEX) from January ­ Aug. 17, 2001. Gross proceeds include additional funding raised from the exercise of overallotment options, when disclosed.

# After-market performance is expressed as the percent change in stock price between the offering price and the closing price on 8/17/01. For underwriters with multiple offerings, the after-market performance (as a percent change) was calculated for each stock in that underwriter's "group," the percentage summed, and then averaged.