TYPE OF JAN.

FINANCING $(M)

Public offering 62.8

Private rounds 72.9

PIPE/Reg. S 0

Public/other 170.7

Milestone payments 23.2
and equity investments
from corporate partners

TOTAL: $329.6M

NOTES:

Public offering = Initial, follow-on

Private rounds = Financing of private firms

PIPE/Reg. S = Private Investment in Public Entity, U.S. and foreign, shares sold at a discount to market

Public/other = Other financings of public companies, including loans, bridge financings, sales of business units, exercises of warrants, debt offerings, rights offerings, standard private placements and institutional offerings of registered stock

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