Total value in 2019: $11,312M (371 completed)

Company Financing type Shares, units or warrants (M) Amount raised (US$M)

December - $1,221M

Acorda Therapeutics Inc. (Ardsley, N.Y.) Convertible senior notes offering N/A $276.00
Adocia SAS (Lyon, France) Debt financing N/A $8.35
Agex Therapeutics Inc. (Alameda, Calif.) Loan financing N/A $1.80
Athenex Inc. (Buffalo, N.Y.) Private placement 3.9S $60.00
Axovant Gene Therapies Ltd. (Basel, Switzerland) Loan and security agreement N/A N/A
Bioasis Technologies Inc. (Guilford, Conn.) Bridge financing N/A $0.50
Capricor Therapeutics Inc. (Los Angeles) At-the-market offering 4.13S $5.10
Contrafect Corp. (Yonkers, N.Y.) Private placement 11.11S $3.00
Diffusion Pharmaceuticals Inc. (Charlottesville, Va.) Registered direct offering 6.26S $3.50
Diffusion Pharmaceuticals Inc. (Charlottesville, Va.) Private placement W for 6.26S N/A
Entera Bio Ltd. (Jerusalem) Private placement 6.47S $14.30
Eyegate Pharmaceuticals Inc. (Waltham, Mass.) Warrant exercise N/A $1.90
Gensight Biologics SA (Paris) Bond financing N/A $6.64
Global Blood Therapeutics Inc. (South San Francisco) Loan agreement N/A $75.00
Idera Pharmaceuticals Inc. (Exton, Pa.) Private placement N/A $10.10
Intec Pharma Ltd. (Jerusalem) Ordinary shares purchase N/A $10.00
Kane Biotech Inc. (Winnipeg, Manitoba) Nonbrokered Private placement 17.91S $2.50
Kuros Biosciences Ltd. (Schlieren, Switzerland) Shares offering 2.81S $5.53
Liquidia Technologies Inc. (Research Triangle Park, N.C.) Private placement 7.16S $22.40
Marinus Pharmaceuticals Inc. (Radnor, Pa.) Private placement N/A $30.00
Myovant Sciences GmbH (Basel, Switzerland) Loan facility N/A N/A
Nabriva Therapeutics plc (Dublin) Registered direct offering 13.79S and W for 13.79S $20.00
Navidea Biopharmaceuticals Inc. (Dublin, Ohio) Private placement 2.1S $1.90
Nicox SA (Sophia Antipolis, France) Tranched bond financing N/A $9.18
Oncology Pharma Inc. (San Francisco) Financing N/A $38.40
Onconova Therapeutics Inc. (Newtown, Pa.) Registered direct offering 14.32S and W for 7.16S $5.00
Onconova Therapeutics Inc. (Newtown, Pa.) Registered direct offering 13.87S $5.00
Onconova Therapeutics Inc. (Newtown, Pa.) Registered direct offering 27.7S $10.00
Opthea Ltd. (Melbourne) Private placement N/A $33.87
Polarityte Inc. (Salt Lake City; PTE) Equity purchase N/A $25.00
Sarepta Therapeutics Inc. (Cambridge, Mass.) Non-Dilutive Senior Secured Loan Financing N/A $250.00
Savara Inc. (Austin, Texas) Private placement 15.34S and W for 32.57S $26.80
Selecta Biosciences Inc. (Watertown, Mass.) Private placement N/A $70.00
Summit Therapeutics plc (Oxford, U.K.) Share issue N/A $50.00
TG Therapeutics Inc. (New York) Registered direct public offering 5.4S $50.00
Therapix Biosciences Ltd. (Tel Aviv, Israel) Registered direct offering 1ADS $1.25
Urovant Sciences Inc. (Irvine, Calif.) Loan facility N/A $39.50
Windtree Therapeutics Inc. (Warrington, Pa.) Private placement 8.8S $26.40
Xoma Corp. (Emeryville, Calif.) Rights offering 1S $22.00

No Comments