Company (symbol)#

Date filed

Shares/Units (M)

Price

Shares out (M)

Lead, other underwriters

Gross (US$M)

ADC Therapeutics SA (Lausanne, Switzerland; ADCT)

9/6/19

8.16S

$23-$26

73.25

Morgan Stanley; BofA Merrill Lynch; Cowen

$200.00

Alphamab Oncology (HKEX)

7/16/19

N/A

N/A

N/A

N/A

N/A

Annovis Bio Inc. (Berwyn, Penn.; ANVS)

7/3/19

N/A

N/A

N/A

Thinkequity

$11.50

Aprea Therapeutics Inc. (Boston; APRE)

9/6/19

5S

$14-$16

19.2

J.P. Morgan; Morgan Stanley; RBC Capital Markets

$75.00

Ascentage Pharma Group International (HKEX)

9/12/19

N/A

N/A

N/A

N/A

N/A

Bellus Health Inc. (Laval, Quebec; BLU)

9/3/19

N/A

N/A

N/A

Jefferies; Cowen; Guggenheim Securities; Baird; Bloom Burton Securities

$60.00

Biontech SE (Mainz, Germany)

9/24/19

13.2S

$18-$20

229.46

J.P. Morgan; BofA Merrill Lynch; UBS Investment Bank; SVB Leerink; Canaccord Genuity; Bryan, Garnier & Co.; Berenberg; Wolfe Capital Markets and Advisory; Kempen; Mirae Asset Securities

$250.00

Bio-Thera Solutions Ltd. (Guangzhou, China; SSE STAR)

8/8/19

N/A

N/A

N/A

N/A

$290.00

Cirius Therapeutics Inc. (San Diego; CSTX)

1/15/19

N/A

N/A

N/A

Citigroup Global Markets; Credit Suisse Securities; Needham; Wedbush Pacgrow

$86.25

CNS Pharmaceuticals Inc. (Houston, CNSP)

6/28/19

2.12S

$4-$5

15.71

Benchmark Co.

$9.56

Continent Pharmaceuticals Inc. (HKEX)

4/26/19

7.7S

$12-$14

24.53

Jefferies; SVB Leerink; Guggenheim Securities

$100.10

Frequency Therapeutics Inc. (Woburn, Mass.; FREQ)

9/6/19

6.7S

$14-$16

31.15

J.P. Morgan; Goldman Sachs; Cowen and Co.; Mizuho Securities

$101.00

Frontier Biotechnologies Inc. (Nanjing; Shanghai STAR)

8/20/19

89.96S

N/A

N/A

UBS Securities

$286.00

Genor Biopharma Co. Ltd. (Shanghai; HKEX)

10/25/18

N/A

N/A

N/A

N/A

N/A

Hutchison China Meditech Ltd. (HKEX)

4/25/19

N/A

N/A

N/A

Bank of America Merrill Lynch; Goldman Sachs

N/A

Imara Inc. (Boston)

9/16/19

N/A

N/A

N/A

N/A

N/A

Immunotech Biopharm Ltd. (Beijing; HKEX)

9/5/19

N/A

N/A

N/A

N/A

N/A

Inhibrx Inc. (La Jolla, Calif; INBX)

6/3/19

N/A

N/A

N/A

Evercore ISI; Barclays; Nomura; Raymond James

$75.00

Innate Pharma SA (Marseille, France; IPHA)

9/20/19

N/A

N/A

N/A

Citigroup; SVB Leerink; Evercore ISI

$100.00

Liaoning Chengda Biotechnology Co. Ltd. (Liaoning, China; HKEX)

11/14/18

N/A

N/A

N/A

N/A

N/A

Monopar Therapeutics Inc. (Wilmette, Ill.; MNPR)

9/12/19

4.44S

$8-$10

13.73

Jonestrading

$40.00

Rapt Therapeutics Inc. (South San Francisco; RAPT)

7/22/19

5S

$14-$16

22.75

Bank of America Merrill Lynch; Wells Fargo Securities; BMO Capital Markets; UBS Investment Bank

$75.00

Satsuma Pharmaceuticals Inc. (South San Francisco; STSA)

8/16/19

5S

$14-$16

16.1

Credit Suisse; SVB Leerink; Evercore ISI

$75.00

Scilex Holding Co.

9/23/19

N/A

N/A

N/A

N/A

N/A

Shanghai Henlius Biotech Inc. (Shanghai; HKEX 2696)

9/12/19

64.7S

7.37

N/A

China International Capital; Bank of America Merrill Lynch; CMB International; Fosun Hani; Citi

$477.00

Shanghai Shenlian Biomedical Corp. (Shanghai; Shanghai STAR)

8/8/19

N/A

N/A

N/A

N/A

$63.82

Sinomab Bioscience Ltd. (Hong Kong; HKEX)

7/23/19

N/A

N/A

N/A

China International Capital; Hong Kong Securities; Orient Capital (Hong Kong)

N/A

Springworks Therapeutics Inc. (Stamford, Conn.; SWTX)

8/16/19

9S

$16-$18

41.88

J.P. Morgan; Goldman Sachs; Cowen; Wedbush Pacgrow

$153.00

Suzhou Zelgen Biopharmaceuticals Co. Ltd. (Suzhou; Shanghai STAR)

8/8/19

N/A

N/A

N/A

N/A

N/A

Tasly Biopharmaceuticals Co. Ltd. (HKEX)

9/12/19

N/A

N/A

N/A

N/A

N/A

TFF Pharmaceuticals Inc. (Austin, Texas; TFFP)

8/20/19

4.4S

$5.00

17.82

National Securities

$22.00

Tot Biopharm International Co. Ltd. (HKEX)

5/7/19

N/A

N/A

N/A

N/A

N/A

Venus Medtech (Hangzhou) Inc. (HKEX)

8/5/19

N/A

N/A

N/A

N/A

N/A

Viela Bio Inc. (Gaithersburg, Md.; VIE)

8/29/19

N/A

N/A

N/A

Goldman Sachs; Morgan Stanley; Cowen; Guggenheim Securities

$150.00

Vir Biotechnology Inc. (San Francisco; VIR)

9/3/19

7.14S

$20-$22

109.39

Goldman Sachs; J.P. Morgan; Cowen; Barclays

$149.94


Notes

# Unless otherwise indicated, companies are filing to trade on the Nasdaq exchange. Currency conversions are based on exchange rates at the time of the deal.

This chart includes only biotech companies that develop therapeutics.

HKEX = Hong Kong Stock Exchange

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