Global follow-on offerings total in 2019: $21,213M (242 completed)

Company Date Shares/units (M) Price Gross ($M)

December - $3,010M

Abeona Therapeutics Inc. (New York; ABEO) 12/20/19 41.4S $2.50 $103.50
Aptose Biosciences Inc. (San Diego; APTO) 12/16/19 18.54S $4.00 $74.20
Ardelyx Inc. (Fremont, Calif.; ARDX) 12/5/19 20S $6.25 $125.00
Arrowhead Pharmaceuticals Inc. (Pasadena, Calif.; ARWR) 12/4/19 4.6S $58.00 $266.80
Aslan Pharmaceuticals Ltd. (Singapore; ASLN) 12/4/19 5.89ADS $2.50 $14.70
Assembly Biosciences Inc. (South San Francisco; ASMB) 12/12/19 6.28S and 2.42S $16.50 and $16.49 $143.70
Aurinia Pharmaceuticals Inc. (Victoria, British Columbia; AUPH) 12/9/19 12.72S $15.00 $166.70
Axsome Therapeutics Inc. (New York; AXSM) 12/19/19 2.3S $87.00 $200.10
Cel-Sci Corp. (Vienna, Va.; NYSE American:CVM) 12/24/19 0.6S $9.07 $5.50
Constellation Pharmaceuticals Inc. (Cambridge, Mass.; CNST) 12/10/19 7.47S $34.50 $257.90
Contrafect Corp. (Yonkers, N.Y.; CFRX) 12/10/19 37.15S $0.27 $10.03
Contrafect Corp. (Yonkers, N.Y.; CFRX) 12/17/19 25.65S $0.39 $10.00
Exicure Inc. (Skokie, Ill.; XCUR) 12/19/19 10S $2.75 $27.50
Forty Seven Inc. (Menlo Park, Calif.; FTSV) 12/11/19 5.58S $35.00 $195.60
Immunomedics Inc. (Morris Plains, N.J.; IMMU) 12/4/19 16.4S $17.50 $272.00
Iveric Bio Inc. (New York; ISEE) 12/6/19 10S $4.00 $40.00
Kodiak Sciences Inc. (Palo Alto, Calif.; KOD) 12/3/19 6.9S $46.00 $317.40
Marinus Pharmaceuticals Inc. (Radnor, Pa.; MRNS) 12/11/19 32.20S $1.25 $40.25
Millendo Therapeutics Inc. (Ann Arbor, Mich.; MLND) 12/5/19 4.16S $6.00 $25.00
Momenta Pharmaceuticals Inc. (Cambridge, Mass.; MNTA) 12/10/19 14.51S $15.50 $225.00
Neoleukin Therapeutics Inc. (Seattle; NLTX) 12/18/19 10.26S $8.40 $86.20
Omeros Corp. (Seattle; OMER) 12/5/19 4.38S $13.10 $57.50
Relmada Therapeutics Inc. (New York; RLMD) 12/3/19 3.8S $30.00 $115.00
Revance Therapeutics Inc. (Newark, Calif.; RVNC) 12/4/19 6.5S $17.00 $110.50
Rocket Pharmaceuticals Inc. (New York; RCKT) 12/10/19 3.82S $22.25 $84.99
Scynexis Inc. (Jersey City, N.J.; SCYX) 12/10/19 38.88S and W for 38.88S $0.90 $35.00

No Comments