| IPOS: FULL CREDIT TO ALL UNDERWRITERS, | |
| RANKED BY GROSS PROCEEDS* | |
|
Underwriter (Number Of IPOs As Lead/Co-Manager) |
Gross Proceeds (M) |
| Morgan Stanley (4/4) |
$313.3 |
| JP Morgan Securities (3/4) |
$289.6 |
| Pacific Growth Equities (0/4) |
$282.8 |
| Lazard Capital Markets LLC (0/4) |
$281.0 |
| Lehman Brothers (3/3) |
$270.0 |
| Leerink Swann & Co. (0/4) |
$267.8 |
| JMP Securities LLC (0/4) |
$260.0 |
| Bank of America Securities (2/3) |
$243.3 |
| CIBC World Markets (0/2) |
$220.1 |
| UBS Investment Bank (3/3) |
$208.8 |
| Natexis Bleichroeder Inc. (0/2) |
$194.3 |
| Merrill Lynch & Co. (2/2) |
$172.0 |
| Jefferies & Co. (2/2) |
$119.0 |
| Piper Jaffray & Co. (1/2) |
$118.0 |
| Rodman & Renshaw (0/2) |
$118.0 |
| Deutsche Bank Securities (1/1) |
$112.0 |
| Thomas Weisel Partners (0/1) |
$112.0 |
| Credit Suisse Securities (0/1) |
$108.0 |
| Oppenheimer & Co. (0/2) |
$100.2 |
| AG Edwards Securities (0/1) |
$70.0 |
| RBC Capital Markets (1/1) |
$70.0 |
| Bear, Stearns & Co. (1/1) |
$50.0 |
| Montgomery & Co. (0/1) |
$50.0 |
| Susquehanna Financial (0/1) |
$44.0 |
| Maxim Group LLC (2/2) |
$36.0 |
| Cowen & Co. (1/1) |
$35.9 |
| C.E. Unterberg, Towbin (1/1) |
$30.2 |
| Caris & Co. (0/1) |
$21.0 |
| I-Bankers Securities (0/1) |
$15.0 |
|
Notes | |
|
* The offerings in this chart include only those that were completed on U.S. stock exchanges (NASDAQ, NYSE or AMEX) from Jan. 1 Aug. 31, 2007. | |
|
# After-market performance is expressed as the percent change in stock price between the offering price and the closing price on 9/14/07. For underwriters with multiple offerings, the after-market performance (as a percent change) was calculated for each stock in that underwriter's "group," the percentage summed, and then averaged. | |
