IPOS: FULL CREDIT TO ALL UNDERWRITERS,
RANKED BY GROSS PROCEEDS*
Underwriter

(Number Of IPOs As Lead/Co-Manager)

Gross Proceeds (M)


Morgan Stanley (4/4)

$313.3

JP Morgan Securities (3/4)

$289.6

Pacific Growth Equities (0/4)

$282.8

Lazard Capital Markets LLC (0/4)

$281.0

Lehman Brothers (3/3)

$270.0

Leerink Swann & Co. (0/4)

$267.8

JMP Securities LLC (0/4)

$260.0

Bank of America Securities (2/3)

$243.3

CIBC World Markets (0/2)

$220.1

UBS Investment Bank (3/3)

$208.8

Natexis Bleichroeder Inc. (0/2)

$194.3

Merrill Lynch & Co. (2/2)

$172.0

Jefferies & Co. (2/2)

$119.0

Piper Jaffray & Co. (1/2)

$118.0

Rodman & Renshaw (0/2)

$118.0

Deutsche Bank Securities (1/1)

$112.0

Thomas Weisel Partners (0/1)

$112.0

Credit Suisse Securities (0/1)

$108.0

Oppenheimer & Co. (0/2)

$100.2

AG Edwards Securities (0/1)

$70.0

RBC Capital Markets (1/1)

$70.0

Bear, Stearns & Co. (1/1)

$50.0

Montgomery & Co. (0/1)

$50.0

Susquehanna Financial (0/1)

$44.0

Maxim Group LLC (2/2)

$36.0

Cowen & Co. (1/1)

$35.9

C.E. Unterberg, Towbin (1/1)

$30.2

Caris & Co. (0/1)

$21.0

I-Bankers Securities (0/1)

$15.0


Notes

* The offerings in this chart include only those that were completed on U.S. stock exchanges (NASDAQ, NYSE or AMEX) from Jan. 1 Aug. 31, 2007.

# After-market performance is expressed as the percent change in stock price between the offering price and the closing price on 9/14/07. For underwriters with multiple offerings, the after-market performance (as a percent change) was calculated for each stock in that underwriter's "group," the percentage summed, and then averaged.

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