Total: $63.26M

Company
(Symbol)#

Type Of Financing

Number Of Shares, Units Or Warrants (M)

Amount Raised (M)

Investors; Placement Agents;
Details
(Date)@


Advanced
Biotherapy Inc.

(OTC BB:ADVB)

Private placement of subordinated convertible notes

N/A

$3.7

Advanced Biotherapy raised about $3.7M through a private placement of notes (6/17)

Bavarian Nordic
A/S
(Denmark; CSE:BAVA)

Private placement of common stock

0.96S

DKK67 (US$8.8)

Bavarian Nordic raised US$8.8M when the subscription of shares in its rights issue closed; a total of 959,140 new shares were subscribed to at DKK70 per share (6/25)

Celsion Corp.
(AMEX:CLN)

Private placement of units

0.002U

$2

Celsion placed 2,000 units at $1,000 per unit, raising $2M; each unit consists of one share of its 8 percent Series B convertible preferred stock and a warrant to acquire 600 shares of Celsion common stock exercisable at 65 cents per share (6/3)

CollaGenex Pharmaceuticals
Inc.
(CGPI)

Private placement of common stock

0.032S

$0.27

CollaGenex raised $266,667 with the second drawdown of an equity line with Kingsbridge Capital Ltd. (6/28)

Cytogen Corp.
(CYTO)

Private placement of common stock

4.2S

$5

Cytogen raised $5M in a private placement with the State of Wisconsin Investment Board (6/5)

Helix BioMedix
Inc.
(OTC BB:
HXBM)

Private placement of promissory notes

N/A

$3

Helix raised $3M in the private financing (6/12)

NeoTherapeutics
Inc.
(NEOT)

Private placement of common stock and warrants

6.7S and 0.2W

$1.66

NeoTherapeutics raised $1.66M through the sale of common stock and warrants to three institutional investors (6/12)

Novavax Inc.
(NVAX)

Private placement of a convertible note

N/A

$10

Novavax raised $10M through the sale of a convertible note to King Pharmaceuticals Inc. (6/27)

Pharsight Corp.
(PHST)

Private placement of common stock

N/A

$3.1

Pharsight raised $3.1M in the first round of a two-round financing for $7.5M total; investors were the Sprout Group and Alloy Ventures (6/27)

ProMetic Life
Sciences Inc.
(Canada; TSE:PLI)

Private placement of common stock

0.37S

C$1 (US
$0.65)

ProMetic raised about US$650,000 in a private placement of 370,371 shares (6/17)

ReGen
Therapeutics
plc
(UK; LSE:RGT)

Private placement of common stock

N/A

0.43 (US
$0.63)

ReGen completed an interim funding round, raising US$634,000 from certain existing share- holders (6/19**)

Synthetic Blood International Inc. (OTC BB:SYBD)

Equity line

N/A

Synthetic Blood secured a three-year, $20M equity line through Dutchess Private Equities Fund (6/3)

SciClone Pharmaceuticals
Inc.
(SCLN)

Private placement of common stock

4.09S

$10.62

SciClone placed $10.62M in stock with institutional investors; A.G. Edwards & Sons acted as placement agent (6/14)

Trinity Medical
Group
USA Inc. (OTC BB:TMGU)

Private placement of common stock

3.8S

$0.19

Trinity Medical raised $190,000 through the sale of common stock to accredited investors (6/7)

Viventia Biotech
Inc.
(Canada;
TSE:VBI)

Private placement of convertible secured debentures

N/A

C$6 (US
$3.9)

Viventia completed a private placement of three convertible secured debentures for gross proceeds of US$3.9M; all three were sold to units of the Dan family, which owns about 81.5% of Viventia (6/25)

YM BioSciences
Inc.
(Canada;
AIM:YMB; TSE:
YM_PB)

Private placement of common stock as part of an initial public offering

3.75S

C$15 (US
$9.74)

YM BioSciences raised C$15M in an initial public offering conducted through the placement of 3.75M shares with institutional and other investors; Canaccord Capital is the company's adviser and broker (6/12)


Notes:

This chart does not include real estate or manufacturing plant financings.

# Unless otherwise indicated, shares are traded on the Nasdaq exchange.

@ Dates refer to the date of the press release.

** Denotes the date the item ran in BioWorld International.

N/A = Not available, applicable or reported.

AIM =Alternative Investment Market of the London Stock Exchange; AMEX = American Stock Exchange; CSE = Copenhagen Stock Exchange; LSE = London Stock Exchange; OTC BB = Over the Counter Bulletin Board; TSE = Toronto Stock Exchange

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