I. FINANCING OF PRIVATE BIOTECHNOLOGY COMPANIES: $425.55M

Company

Location

Date

Amt. (M)

Details

Active Pass Pharmaceuticals Inc.

Vancouver, British Columbia

4/30

C$7.7 (US$5.01)

Active raised US$5.01M; investors included GrowthWorks Capital, RT Capital, StrategicNova Canadian Technology Fund and the Western Seed Investment Fund

Ardana Bioscience Ltd.

Edinburgh, Scotland

4/18**

#2 (US$2.87)

Ardana raised US$2.87M in funding from UK Medical Ventures Fund

Cellular Genomics Inc.

Branford, Conn.

4/5

$22

Cellular Genomics raised $22M in its second financing led by MPM Capital, AGTC Funds Inc. and Vector Management Fund; other investors were CHL Medical Partners and Connecticut Innovations Inc.

De Novo Pharmaceuticals Ltd.

Cambridge, UK

4/4

#950,000 (US$1.36)

De Novo received its second tranche of funding totaling US$1.36M

DeveloGen AG

Gottingen, Germany

4/18

EUR40 (US$39.9)

DeveloGen raised US$39.9M in a private financing led by Dresdner Kleinwort Capital

DrugAbuse Sciences Inc.

Los Altos, Calif. and Paris

4/5

$24

DrugAbuse Sciences raised $24M in a financing led by Canaan Partners; other investors were 3i and Nomura Securities International plc; UBS Warburg LLC acted as sole placement agent and adviser

Epicyte Pharmaceutical Inc.

San Diego

4/16

$16

Epicyte raised $16M in its Series D financing led by Johnson & Johnson Development Corp.; other investors included Tullis-Dickerson & Co., CMEA Life Sciences, Dow Chemical Co. and Milepost Ventures LP

Genteric Inc.

Alameda, Calif.

4/26

$22

Genteric raised $22M in a Series B financing led by new investor MPM Capital and China Development Industrial Bank; other investors were Sanderling Ventures, Alta Partners and MedVenture Associates

Graffinity Pharmaceutical Design

Heidelberg, Germany

4/18

EUR30.6 (US$26.72)

Graffinity raised US$26.72M in a financing led by Merlin Biosciences Fund

LifeSpan BioSciences Inc.

Seattle

4/16

$19

LifeSpan raised $19M in a Series C financing led by SAIC Venture Capital Corp.; other investors included current shareholders, unnamed new private investors, and equity4life

Lorantis Ltd.

London

4/20

#11.5 (US$16.5)

Lorantis raised US$16.5M in the second-round financing led by JP Morgan Partners

Micromet AG

Martinsried, Germany

4/4**

EUR40 (US$35.2)

Micromet raised US$35.2M in its fourth financing round, led by Advent Venture Partners; other investors included funds advised by Medical Strategy, the Wellcome Trust, the International Biotechnology Trust, Atlas Venture, Schroder Ventures and Abingworth

Novazyme Pharmaceuticals Inc.

Oklahoma City

4/18

$16

Novazyme raised $16M in a Series B financing; investors included the Perseus-Soros Biopharmaceutical Fund, HealthCare Ventures and Catalyst Health and Technology Partners, as well as Morgan Stanley Dean Witter Equity Funding Inc.

Perlegen Sciences Inc.

Santa Clara, Calif.

4/3

$100

Perlegen raised $100M in a Series A financing

Protein Polymer Technologies Inc.

San Diego

4/2

$1.9

Protein Polymer received about $1.9M from the exercise of warrants and the issuance of convertible notes; the warrants were issued with a Series G preferred equity financing and were convertible into common stock at 50 cents per share

U.S. Genomics Inc.

Woburn, Mass.

4/4

$17

U.S. Genomics completed a $17M Series B private placement led by HealthCare Ventures; other investors included CB Health Ventures LLC, Still River Fund and several private investors

Vectura Ltd.

Bath, England

5/2**

#10.55 (US$15.09)

Vectura completed a second round funding, raising US$15.09M; investors included Friends Ivory & Sime, as well as Merlin funds

Xenon Genetics Inc.

Vancouver, British Columbia

4/4

$45

Xenon raised $45M in a private placement; JP Morgan H&Q acted as placement agent; lead investors were Fidelity Management & Research Co. and Invesco Private Capital; other investors included JP Morgan Partners, Novo A/S and Pfizer Inc., as well as InterWest Partners, Growth-Works Capital and Ventures West Management

II. MILESTONE PAYMENTS AND EQUITY INVESTMENTS FROM EXISTING CORPORATE PARTNERS: $31.25M

Company (Symbol)#*

Partner (Country)

Amt. (M)

Triggering Event

Details (Date)

Adolor Corp. (ADLR)

GlaxoSmithKline plc (UK)

ND

Milestone payment

Adolor received an undisclosed milestone payment relating to the 1999 agreement for the development and commercial rights to topical formulations of ADL 2-1294 (4/5)

AnorMED Inc. (Canada; TSE:AOM)

AstraZeneca plc (UK)

$4

Milestone payment

AnorMED received a $4M milestone payment for the initiation of a Phase III trial of ZD0473 (4/5)

Aradigm Corp. (ARDM)

Novo Nordisk A/S (Denmark)

ND

Milestone payment

Aradigm received a payment in connection with clinical achievements related to the development of the AERx Diabetes Management System (4/5)

Axys Pharmaceuticals Inc. (AXPH)

Aventis SA(Germany)

ND

Milestone payment

Axys received a milestone payment as part of its deal focused on cathepsin S inhibitors (4/30)

Cubist Pharmaceuticals Inc. (CBST)

Gilead Sciences Inc.

$1.25

Milestone payment

Gilead paid Cubist $1.25M for meeting the primary endpoint of a Phase III trial of Cidecin to treat skin and soft tissue infection (4/10)

Diversys Ltd. (UK)*

MVM Ltd. (UK) and Peptech Ltd. (Australia)

$10

Investment

MVM invested $3M in Diversys, while Peptech invested $7M (4/5)

ImClone Systems Inc. (IMCL)

Merck KGaA (Germany)

$0.5

Milestone payment

ImClone achieved a patient enrollment milestone for the cancer vaccine BEC2 (4/24)

Lexicon Genetics Inc. (LEXG)

Bristol-Myers Squibb Co.

ND

Milestone payment

Lexicon received a payment for delivering the second installment of the LexVision database (4/18)

Ligand Pharmaceuticals Inc. (LGND)

Elan Pharma International Ltd. (affiliate of Elan Corp. plc; Ireland)

$3.5

Milestone payment

Ligand received the payment under terms of the marketing and distribution agreement for Targretin capsules and gel (4/3)

NaPro BioTherapeutics Inc. (NPRO)

Abbott Laboratories Inc.

$5

Milestone payment

NaPro received a $5M milestone payment under a licensing, development and marketing agreement (4/24)

Oasis Biosciences Inc.*

GeneScan Europe AG (Germany)

$6

Equity investment

GeneScan acquired an equity stake in Oasis in a transaction worth up to $6M, based on milestones Oasis reached in building up an antisense library (4/18**)

Protherics plc (UK; LSE:PTI)

Eli Lilly and Co.

$1

Milestone payment

Protherics received a $1M milestone payment for progressing to the next stage of its anti-thrombotic research collaboration (4/26)

SIGA Technologies Inc. (SIGA)

American Home

ND

Milestone payment Products Corp. (AHP)

SIGA achieved a milestone in its collaboration with Wyeth-Ayerst Laboratories, a unit of AHP, to identify and develop anti-infective agents targeting Gram-positive bacterial infections (4/11)

Notes:

# Unless otherwise indicated, shares are traded on the Nasdaq exchange.

* Denotes privately held company.

** Denotes the date the item ran in BioWorld International.

ND = Not disclosed

LSE = London Stock Exchange; TSE = Toronto Stock Exchange