Company (symbol)#

Date filed

Shares/Units (M)

Price

Shares out (M)

Lead, other underwriters

Gross (US$M)








Adial Pharmaceuticals LLC (Charlottesville, Va.; ADIL)1

9/12/17

1.4S

$9-$11

N/A

Aegis Capital Corp.

$16.8

Adienne Pharma & Biotech SA (Lugano, Switzerland; Swiss Stock Exchange)

9/15/16

N/A

N/A

N/A

N/A

N/A

Axium Pharmaceuticals Inc. (High Point, N.C.; OTC BB)2

9/14/17

50S

$0.10

95.13

N/A

$5

Bioarctic AB (Stockholm; Nasdaq Stockholm)

9/14/17

Class B shares

N/A

N/A

DNB Markets; Carnegie Investment Bank AB

N/A

Biolight Life Sciences Ltd. (Tel Aviv, Israel; BOLT)3

2/10/16

1.848S and W for 1.848S

N/A

4.45

Feltl and Co.; Rodman & Renshaw

$10

Collplant Holdings Ltd. (Ness Ziona, Israel; CLGN)4

10/25/16

ADS

N/A

N/A

Ladenburg Thalmann & Co. Inc.; Roth Capital Partners LLC

N/A

Destiny Pharma Ltd. (Brighton, U.K.; AIM)

8/18/17

N/A

N/A

N/A

N/A

$12.9

Gan & Lee Pharmaceuticals Ltd. (China)5

6/15/16

N/A

N/A

N/A

N/A

$227

Genprex Inc. (Austin, Texas; GNPX)

7/24/17

N/A

N/A

N/A

N/A

$22.5

Lysogene SA (Neuilly-sur-Seine, France; Euronext Paris:LYS)6

1/26/17

N/A

6.80 - 9.20

N/A

N/A

39.7 (US$42.7)

Mapi-Pharma Ltd. (Ness Ziona; MAPI)

1/26/16

3.125S

$15-$17

11.76

JMP Securities; FBR; Maxim Group LLC

$50

Rhythm Pharmaceuticals Inc. (Boston; RYTM)

9/5/17

6.7S

$14-$16

N/A

Morgan Stanley; BofA Merrill Lynch; Cowen & Co.; Needham & Co.

$115

Visterra Inc. (Cambridge, Mass.; VIST)

1/5/16

N/A

N/A

N/A

Leerink Partners; Stifel; Needham & Co.; Wedbush PacGrow

$69

Viventia Bio Inc. (Winnipeg, Manitoba; VITA)

10/21/15

N/A

N/A

N/A

Leerink Partners; Cowen and Co.; Guggenheim Securities

$86.25


Notes

# Unless otherwise indicated, companies are filing to trade on the Nasdaq exchange.

Currency conversions are based on exchange rates at the time of the deal.

This chart includes only biotech companies that develop therapeutics.

1 Adial's overallotment option: 210,000 shares.

2 Axium's stockholders are selling 45.13M shares in addition.

3 Biolight applied to list its shares for the first time in the U.S., although it already trades on the Tel Aviv Stock Exchange under the symbol "BOLT."

4 Collplant is conducting its IPO in the U.S. by offering American Depositary Shares. It currently trades on the Tel Aviv Stock Exchange under the symbol "CLPT" and the ADSs are currently quoted on the OTCQX under "CQPTY". Each ADS represents 100 shares.

5 Gan & Lee plans to raise nearly ¥1.5B (US$227B) in an IPO in China.

6 Lysogene's overallotment option: 646,875 shares.

 

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