Total: $111.95M | ||||
Company |
Type Of Financing |
Number Of Shares, Units |
Amount Raised |
Investors; Placement Agents; Details |
AlphaRx Inc. (Canada; OTC BB:ALRX) |
Private placement of common stock |
3.5S |
US$4.6 |
AlphaRx raised US$4.6M in a private placement of 3.5M common shares at 18.5 cents apiece; for each share purchased, the subscriber is receiving two warrants to purchase an additional share at 37 cents (5/10) |
Bioenvision Inc. (OTC BB: BIOV) |
Private placement of common stock and warrants |
N/A |
$17.75 |
Bioenvision raised $17.75M in a private placement (5/21) |
Biopure Corp. (BPUR) |
Private placement of common stock |
0.69S |
$5.18 |
Biopure raised $5.18M in a private placement with institutional investors (5/8) |
CollaGenex Pharmaceuticals |
Private placement of common stock |
0.119S |
$1 |
CollaGenex placed 119,335 shares with Kingsbridge Capital Ltd., raising $1M (5/30) |
Deltagen Inc. (DGEN) |
Private placement of common stock |
5.54S |
$25.3 |
Deltagen raised $25.3M in a private placement of 5.54M shares; investors were Alta Partners, the Sprout Group, Cooper Hill Partners LLC, Tang Family Funds, Cranshire Capital, Castle Creek, Mikels Miller and Acqua Wellington (5/16) |
Genetronics Biomedical Corp. (AMEX:GEB) |
Private placement of special warrants |
N/A |
$3.3 |
Genetronics raised $3.3M in the private placement of special warrants issued at 42 cents per warrant (5/23) |
Marshall Edwards Inc. (AIM:MSH; subsidiary of |
Private placement of common stock |
N/A |
$10.1 |
Marshall Edwards raised $10.1M in an initial private placement from unnamed European, American and Australian investors and institutions (5/22) |
Onyx Pharmaceuticals Inc. (ONXX) |
Private placement of common stock and warrants |
2.97S and W for 0.74S |
$20 |
Onyx raised $20M in a private placement; investors were Domain Associates LLC, OrbiMed Advisors LLC, Perceptive Life Sciences Fund and Federated Kaufmann Fund, as well as other investors (5/9) |
Ortec International Inc. (ORTC) |
Private placement of secured convertible debentures |
N/A |
$2.3 |
Ortec secured $2.3M in a financing through the sale of 12-month secured convertible debentures to new and existing investors; H.C. Wainwright & Co. Inc. acted as financial adviser and placement agent (5/7) |
Osteotech Inc. (OSTE) |
Private placement of common stock |
2.8S |
$17.5 |
Osteotech raised $17.5M in a private financing with a group of institutional investors (5/9) |
Procyon Biopharma Inc. (Canada; TSE:PBP) |
Private placement of units |
1U |
C$1.45 |
Procyon raised US$0.92M in a private placement done concurrent with a US$5.5M public offering (5/8) |
The Immune Response Corp. (IMNR) |
Private placement of a convertible note and warrant |
W for 9.28S |
$4 |
Company privately placed a $4M convertible note and warrant with Oshkim Ltd. Partnership (5/7) |
Notes: | ||||
This chart does not include real estate or manufacturing plant financings. | ||||
# Unless otherwise indicated, shares are traded on the Nasdaq exchange. | ||||
@ Dates refer to the date of the press release. | ||||
N/A = Not available, applicable or reported. | ||||
AIM =Alternative Investment Market of the London Stock Exchange; AMEX = American Stock Exchange; OTC BB = Over the Counter Bulletin Board; TSE = Toronto Stock Exchange | ||||
To read more on related topics, click on one of the words below.