| Underwriter (Number of IPOs As Lead Underwriter/ Number of IPOs As Lead Or Co-Manager) | Percentage Change In Stock Price Post-IPO to Year-End |
| Ragen Mackenzie Inc. (0/1) | 100 |
| George K. Baum (0/1) | 100 |
| Merrill Lynch & Co. (5/5) | 57 |
| Salomon Smith Barney (2/5) | 55 |
| Credit Suisse First Boston (2/5) | 53 |
| Stephens Inc. (0/3) | 48 |
| KBC Securities (0/1) | 38 |
| Pacific Growth Equities Inc. (0/7) | 36 |
| Robert W. Baird & Co. (0/1) | 29 |
| Tucker Anthony Cleary Gull/T.A. Inc. (0/1) | 24 |
Full Credit To All Underwriters
| Underwriter (Number of IPOs As Lead Underwriter/ Number of IPOs As Lead Or Co-Manager) | Percentage Change In Stock Price Post-IPO to Year-End |
| Morgan Stanley Dean Witter Inc. (4/4) | 23 |
| Thomas Weisel Partners LLC (2/4) | 21 |
| Bank of America Securities (1/2) | 16 |
| Deutsche Banc Alex. Brown (6/8) | 14 |
| Lazard Freres & Co. LLC (0/1) | 14 |
| Lehman Brothers Inc. (9/15) | 13 |
| CIBC World Markets (6/13) | 12 |
| Prudential Vector Healthcare Group (1/11) | 12 |
| DLJ Direct Inc. (0/2) | 9 |
| Donaldson, Lufkin & Jenrette (2/2) | 9 |
| J.P. Morgan & Co. (5/6) | 7 |
| Goldman, Sachs & Co. (2/2) | 7 |
| Legg Mason Wood Walker (0/2) | 7 |
| UBS Warburg/Warburg Dillon Read LLC (8/18) | 3 |
| U.S. Bancorp Piper Jaffray (2/11) | 3 |
| Robertson Stephens Inc. (5/10) | 3 |
| ING Barings LLC (1/8) | 3 |
| Invemed Associates (0/2) | 2 |
| Gruntal & Co. LLC (0/1) | 1 |
| Roth Capital Partners (1/1) | 1 |
| Chase H&Q (5/23) | -2 |
| Dain, Rauscher Wessels (0/5) | -6 |
| S.G. Cowen Securities Corp. (4/14) | -11 |
| Bear, Stearns & Co. Inc. (3/5) | -11 |
| Fidelity Capital Markets (0/3) | -11 |
| PaineWebber Inc. (0/2) | -12 |
| William Blair & Co. (0/3) | -16 |
| Adams, Harkness & Hill (0/4) | -18 |
| A.G. Edwards & Sons Inc. (0/2) | -19 |
| Punk Ziegel & Co. (0/1) | -24 |
| Gerard Klauer Mattison & Co. (0/1) | -26 |
| Wit SoundView (0/1) | -53 |
| Goldman Sachs International (1/1) | -58 |