I. Top Ten Underwriters: Initial Public Offerings

Full Credit To Lead Underwriter

Underwriter (Number of IPOs As Lead Underwriter) Percentage Change In Stock Price Post-IPO to Year-End
Salomon Smith Barney (2) 82
Merrill Lynch & Co. (5) 57
Prudential Vector Healthcare Group (1) 50
Deutsche Banc Alex. Brown (6) 30
Credit Suisse First Boston (2) 30
Thomas Weisel Partners LLC (2) 24
Morgan Stanley Dean Witter (4) 23
Lehman Brothers Inc. (9) 11
Donaldson, Lufkin & Jenrette (2) 9
Goldman, Sachs & Co. (2) 7

II. Other Underwriters of 2000's Initial Public Offerings

Full Credit To Lead Underwriter

Underwriter (Number of IPOs As Lead Underwriter) Percentage Change In Stock Price Post-IPO to Year-End
UBS Warburg/Warburg Dillon Read LLC (8) 5
Bank of America Securities (1) 2
Roth Capital Partners (1) 1
J.P. Morgan & Co. (5) 0.20
CIBC World Markets (6) -5
Robertson Stephens Inc. (5) -9
U.S. Bancorp Piper Jaffray (2) -9
Chase H&Q (5) -14
ING Barings LLC (1) -14
Bear, Stearns & Co. Inc. (3) -20
S.G. Cowen Securities Corp. (4) -36
Goldman Sachs International (1) -58