I. COMMENCED TRADING IN APRIL
Company* (Symbol) |
Date Filed |
Date Comm. |
Shares/Units (M) |
Price Per Share/Unit |
Gross (M) |
Net (M) |
Shares Out (M) |
Fully Diluted |
Lead Underwriters |
|
INITIAL OFFERINGS | |||||||||
Immtech International (NASDAQ:IMMT) |
9/28/98 |
4/27 |
1.15S |
10 |
$10 |
$8.15 |
4.9 |
7.8 |
WRI, NCHK, CES |
|
TOTAL:$10M | |||||||||
|
FOLLOW-ON OFFERINGS | ||||||
Company*(Symbol) |
Date Filed |
Shares/Units (M) |
Price |
Shares Out (M) |
Lead, Other UWs |
Value (M) |
QLT Phototherapeutics Inc. |
3/30 |
3.16S |
$43.63 |
27.3 |
CIBC, BTAB INGB, NB, WDR |
$138 |
Trimeris Inc. |
2/21 |
2.5S |
$12.38 |
13.2 |
INGB, BRS, SGC |
$37.6 |
|
TOTAL:$175.6 | ||||||
I. FILED AND PENDING
|
INITIAL OFFERINGS | ||||||
There were no pending IPOs as of April 30. | ||||||
|
FOLLOW-ON OFFERINGS | ||||||
Company*(Symbol) |
Date Filed |
Shares/Units |
Price(M) |
Shares Out (M) |
Lead, Other UWs |
Value (M) |
Alliance Pharmaceutical Corp. |
4/15 |
10S |
$2.75 |
33.2 |
CR |
$27.5 |
AltaRex Corp. |
3/17 |
34S |
$0.50 |
N/A |
FMSL, HSBC |
$17 |
Ribozyme Pharmaceuticals Inc. |
3/26 |
1.8S |
$5 |
11 |
|
$9 |
Synsorb Biotech Inc. |
3/23 |
7.1S |
$1.75 |
20.1 |
TDS, HSBC, CAN, DSC, LOM |
$12.4 |
|
WITHDRAWN | ||||||
Phytera Inc. |
2/4 |
2.5S |
$12-14 |
8.2 |
SGC, CI, BRS |
$20 |
*Unless otherwise noted, stock symbols appear for biotechnology companies appear on pp. 11-12. | ||||||