TYPE OF JAN. FEB. MARCH APRIL MAY JUNE JULY AUG. SEPT. OCT. TOTAL
FINANCING $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M) $(M)
Public offering 65.1 86.6 267.8 183.3 104.8 31.9 193.1 0 0 16.5 949.1
Private rounds 72.9 112.3 103.0 109.1 85.9 75.6 94.6 110.9 130.0 38.6 932.9
PIPE/Reg. S 0 0 0 0 0 19.0 0 0 13.7 0 32.7
Public/other 170.7 839.1 323.5 170.0 443.9 146.3 111.5 60.0 47.6 52.5 2,365.1
Milestone 23.2 24.8 11.5 12.0 39.2 52.8 7.0 8.2 28.8 13.0 220.5
payments and equity
investments from
corporate partners
TOTAL ($M): 331.9 1,062.8 705.8 474.4 673.8 325.6 406.2 179.1 220.1 120.6 4,500.3
NOTES:
Public offering = Initial, follow-on
Private rounds = Financing of private firms
PIPE/Reg. S = Private Investment in Public Entity, U.S. and foreign, shares sold at a discount to market
Public/other = Other financings of public companies, including loans, bridge financings, sales of business units, exercises of warrants, debt offerings, rights offerings, standard private placements and institutional offerings of registered stock