Company (Symbol) Offer Date Number Shares/ Units (M)* Price Per Share/ Unit Gross (M) Net (M) Shares Out (M) Post Offering Market Cap (M)@ Lead Under-writer** Other Under-Writers
Antigenics LLC (AGEN) 2/3 4.035S $18 $72.50 $66.50 24.7 $444.60 USBPG RS
Diversa Corp. (DVSA) 2/14 8.34S $24 $200.10 $184.90 34.1 $818.40 BSC CHQ, DBAB
Sequenom Inc. (SQNM) 2/1 6.04S $26 $157 $144.70 23.6 $613.60 WDR DBAB, CHQ
Aclara Biosciences Inc. (ACLA) 3/20 10.35S $21 $217.40 $201.10 32.5 $682.50 DBAB, WDR USBPG
Allos Therapeutics Inc. (ALTH) 3/28 5S $18 $90 $82.70 22.8 $410.40 SGC PVHG USBPJ
Arius Research Inc. (Canada; CDNX:YAR) 3/8 1U C$5 (US$3.43) C$5 (US$3.43) C$4.7E (US$3.3) 2 $6.86 TKC N/A
InterMune Pharmaceuticals Inc. (ITMN) 3/24 6.25S $20 $125 $115.20 20.9 $418 WDR CHQ, PVHG
IntraBiotics Pharmaceuticals Inc. (IBPI) 3/27 7.5S $15 $112.50 $103.60 28.6 $429 DBAB WDR, SGC, AHH
Luminex Corp. (LMNX) 3/30 4.5S $17 $76.50 $70 26.7 $453.90 WDR LB, DRW
OraPharma Inc. (OPHM) 3/9 4S $18 $72 $66.30 12.6 $226.80 RS USBPJ, GKMC
Profile Therapeutics plc (UK; LSE: PTP) 3/31 14.7S #1.70 (US$2.71) #25 (US$39.9) #23.2 (US$37.0) 49.1 $133.10 NI N/A
Actelion AG (Switzerland; SWX:ATLN) 4/6 9S CHF260 (US$155.21) CHF234 (US$139.7) N/A 4.6 $713.97 CSFBC N/A
Exelixis Pharmaceuticals Inc. (EXEL) 4/10 10.465S $13 $136 $125.10 44 $572 GS CSFBC, SGC
Lexicon Genetics Inc. (LEXG) 4/7 10S $22 $220 $203.60 47.5 $1,045 JPM, CSFB CIBC, PZC
November AG (Germany; Neuer Markt:NBX) 4/10 2S EUR17 (US$16.24) EUR39.7 (US$37.3) N/A N/A N/A BHVB BLG
Packard Bioscience Co. (PBSC) 4/19 12S $9 $108 $98 60.3 $542.70 ML CHQ, RWB, BAS, TWP
Praecis Pharmaceuticals Inc. (PRCS) 4/26 9.2S $10 $92 $84.30 40 $400 SSB CIBC, CSFB
Sangamo BioSciences Inc. (SGMO) 4/6 3.5S $15 $52.50 $48.80 20.8 $312 LB CHQ, INGB, WB
Tanox Inc. (TNOX) 4/6 7.5S $28.50 $213.80 $197.60 41.5 $1,182.80 CIBC RS, WDR, AHH, KBC
Genomic Solutions Inc. (GNSL) 5/5 7.66S $8 $61.30 N/A 23.4 $187.20 WDR LB, DRW
Girindus AG (Germany; Neuer Markt: GIR) 5/6 2.59S EUR 20 EUR51.8 (US$45.6) N/A N/A N/A SOJC HSBC, SK
GPC Biotech AG (Germany; Neuer Markt:GPC) 5/31 4.3S EUR 24 EUR103.2 (US$95.9) N/A N/A N/A CSFB RS, SGC, SOJC
Orchid BioSciences Inc. (ORCH) 5/4 6.9S $8 $55.20 $51.30 32.9 $263.20 CSFB RS, SSB
Paradigm Genetics Inc. (PDGM) 5/5 6.75S $7 $47.25 $44.40 25.7 $179.90 CHQ JPM, PGE, SI
ViroLogic Inc. (VLGC) 5/2 5S $7 $35 $30.90 19.7 $137.90 CIBC INGB, PVHG
Cepheid (CPHD) 6/21 5S $6 $30 $26.60 25.5 $153 WDR PVHG, IA
Charles River Laboratories Corp. (NYSE: CRL) 6/23 14S $16 $224 $205.30 33.8 $540.80 DLJ, LB INGB, SGC USBPJ, DLJD
Dendreon Corp. (DNDN) 6/16 4.5S $10 $45 $40.04 20.9 $209 PVHG SGC, PGE
MediGene AG (Germany; Neuer Markt:MDG) 6/30 2.59S EUR42 (US$40) EUR108.8 (US$103.6) N/A 9.7 $388 BJV CAG MSDW
Modex Therapeutics Ltd. (Switzerland; SWX:MDXN) 6/23 0.495S CHF168 (US$101.62) CHF83.2 (US$50.3) N/A 1.46 $148.40 BJV N/A
Neurochem Inc. (Canada; TSE:NRM) 6/13 4.46S C$8.25 (US$5.59) C$36.8 (US$24.9) C$301 (US$20.4) N/A N/A LOM CCC
Applied Molecular Evolution Inc. (AMEV) 7/26 5.35S $19 $101.60 $94.50 22.8 $433.20 CIBC PW SGC
Arena Pharmaceuticals Inc. (AGNT) 7/28 6S $18 $108 $99.20 21 $378 INGB SGC PVHG
Argonaut Technologies Inc. (AGNT) 7/24 4.6S $15 $69 $63 17 $255 WDR INGB SGC
Chromos Molecular Systems Inc. (Canada; TSE:CHR) 7/7 3.75S C$8 (US$5.40) C$30 (US$20.3) C$27.5 (US$18.6) 12.1 $65.34 YS GMS BMO
DeCode Genetics Inc. (Iceland; DCGN) 7/21 11S $18 $198.70 $182.20 44.4 $799.20 MSDW LB
Discovery Partners International Inc. (DPII) 7/27 5S $18 $90 $82.50 22.4 $403.20 CHQ, LB WDR
Gemini Genomics plc (UK; GMNI) 7/25 6.45ADS $14 $96.60 N/A 63.3 $886.20 SGC CHQ
Genencor International Inc. (GCOR) 7/27 7S $18 $126 $115.70 58.9 $1,060.20 ML CSFB CHQ, SSB
GeneScan Europe AG (Germany; Neuer Markt:GEP) 7/21 2.7S EUR39.50 (US$36.87) EUR106.8 (US$99.7) N/A N/A N/A BW CE
Illumina Inc. (ILMN) 7/27 6S $16 $96 $88 31.3 $500.80 GS CHQ SGC
Keryx Biopharmaceuticals Inc. (Israel; KERX) 7/28 4.6S $10 $46 $41.30 18.8 $188 RCP WPL GRU
Pain Therapeutics Inc. (PTIE) 7/13 5S $12 $60 $54.70 25.8 $309.60 TWP CIBC TACG
Pharmagene plc (UK; LSE: PGN) 7/31 17.8S #2.85 (US$4.29) #37 (US$55.63) N/A N/A N/A N/A N/A
Transgenomic Inc. (TBIO) 7/19 5.15S $15 $77.30 $69.90 18.5 $277.50 CHQ BSC DRW
Variagenics Inc. (VGNX) 7/21 5.75S $14 $80.50 $75 23 $322 CSFB CHQ SGC
3-Dimensional Pharmaceuticals Inc. (DDDP) 8/4 5.75S $15 $86.25 $79.20 20 $300 BSC CHQ USBPJ
AtheroGenics Inc. (AGIX) 8/9 6.9S $8 $55.20 N/A 23.8 $190.40 CHQ RS, AHH AGES
Compugen Ltd. (Israel; CGEN) 8/14 5.75S $10 $57.50 $53.50 N/A N/A RS USBPJ IA
Deltagen Inc. (DGEN) 8/3 8.025S $15 $120.40 $111.10 29.8 $447 SSB RS USBPJ
Dyax Corp. (DYAX) 8/15 4.6S $15 $69 $63.10 18.7 $280.50 JPM LB PGE
Esperion Therapeutics Inc. (ESPR) 8/10 6.9S $9 $62.10 $57.80 24.9 $224.10 RS CHQ USBPJ
Genaissance Pharmaceuticals Inc. (GNSC) 8/2 6.9S $13 $89.70 $82.50 22.5 $292.50 DBAB BSC SSB WDR
Inspire Pharmaceuticals Inc. (ISPH) 8/3 6.325S $12 $75.90 $69.30 25.3 $303.60 DBAB CHQ USBPJ
Ista Pharmaceuticals Inc. (ISTA) 8/22 3S $10.50 $31.50 $28 14.7 $154.35 CIBC PVHG TWP
Large Scale Biology Corp. (LSBC) 8/10 5.75S $17 $97.80 N/A 23.7 $402.90 JPM CHQ WB
LION Bioscience AG (Germany; LEON) 8/10 5.3S $39.68 $210.30 N/A N/A N/A MSDW DBAB
The Medicines Co. (MDCO) 8/8 6.9S $16 $110.40 N/A 30.2 $483.20 JPM RS CIBC
Pharsight Corp. (PHST) 8/9 3S $10 $30 $26.60 17.74 $177.40 DLJ CHQ WSV
Regeneration Technologies Inc. (RTIX) 8/10 3.8S $14 $53.20 $48.50 21.3 $298.20 BAS LB SI
Rosetta Inpharmatics Inc. (RSTA) 8/4 8.28S $14 $115.90 N/A 31.02 $434.28 LB LFC PVHG FCM
Sirtex Medical Ltd. (Australia ASX:SRX) 8/22 N/A N/A A$15 (US$8.7) N/A N/A N/A KTM N/A
Telik Inc. (TELK) 8/16 5.75S $7 $40.25 N/A 22.6 $158.20 LB CHQ LMWW WDR FCM
Versicor Inc. (VERS) 8/3 5.29S $11 $58.20 $53 22.7 $249.70 LB CHQ PGE WDR FCM
Ciphergen Biosystems (CIPH) 9/29 6.3S $16 $101.20 N/A 25.9 $414.40 SGC INGB WDR
Durect Corp. (DRRX) 9/28 7.7S $12 $92.40 N/A 46.5 $558 MSDW CHQ CIBC
Eden BioScience Corp. (EDEN) 9/27 6.67S $15 $100.05 $79.80 23.6 $354 ML SI GKB RMI
Genomica Corp. (GNOM) 9/29 6.4S $19 $122.40 $112.50 22.4 $425.60 CIBC DRW PVHG
Waratah Pharmaceuticals (Canada; CDNX:WAR) 9/20 11.5S C$0.85 (US$0.57) C$9.7 (US$6.48) N/A 23.7 C$20.145 (US$13.5) YS CCC
Crucell NV (Netherlands; CRXL) 10/29 8S (US$14.89) EUR18 (US$119.1) EUR144 N/A N/A N/A WDR GS INGB
Genesis Research and Development Corp. Ltd. (New Zealand) 10/4* N/A N/A NZ$34.2 (US$14) N/A N/A N/A N/A N/A
Genmab A/S (Denmark; COIS) 10/11 6S DKK260 (US$30) EUR194 (US$168.4) N/A N/A N/A N/A N/A
InforMax Inc. (INMX) 10/3 5S $16 $80 $73.20 18.65 $298.40 BSC USBPJ AHH
Introgen Therapeutics Inc. (INGN) 10/11 4.6S $8 $36.80 $33.10 20.5 $164 SGC PVHG PW
IstoTis NV (Netherlands) 10/11 N/A N/A EUR73 (US$63.4) N/A N/A N/A N/A N/A
Kosan Biosciences Inc. (KOSN) 10/9 5.75S $14 $80.50 $73.60 23.85 $333.90 LB CIBC SGC FCM
MediChem Life Sciences Inc. (MCLS) 10/26 7.4S $7 $51.50 N/A 26.4 $184.80 WDR CHQ WB
Pozen Inc. (POZN) 10/11 5.75S $15 $86.30 N/A 27.15 $407.25 USBPJ PVHG PGE
Array Biopharma Inc. (ARRY) 11/17 7.475S $7.50 $56.10 N/A 22.95 $172.13 LB, DBAB LMWW
Adolor Corp. (ADLR) 11/14 6.9S $15 $103.50 $95.60 27.9 $418.50 ML, LB PGE
AeroGen Inc. (AEGN) 11/10 4.1S $12 $49.70 $38.70 19.9 $238.80 CHQ CIBC SGC
ConjuChem Inc. (Canada; TSE:CJC) 11/30 4.55S C$5.50 C$25.02 (US$16.32) N/A N/A N/A YS HSBCS BMO
Genetix Group plc (UK) 11/29 21.4S 150 pence #17 (US$24.6) N/A N/A N/A WPL N/A
GlycoDesign Inc. (Canada; TSE:GD) 11/30 2.128S $11.75 C$25.004 (US$16.26) N/A N/A N/A LOM N/A
ReNeuron Ltd. (UK) 11/10 N/A N/A #19.5 (US$28) N/A N/A N/A N/A N/A
Rigel Pharmaceuticals Inc. (RIGL) 11/28 5.65S $7 $39.60 $33.90 36.6 $256.20 MSDW LB, RS
GenVec Inc. (GNVC) 12/12 4S $9.50 $38 $34.10 17.9 $170.05 JPM WDR, AGES
Harvard Bioscience Inc. (HBIO) 12/7 6.25S $8 $50 $45 24.8 $198.40 TWP DRW, INGB
Nexia Biotechnologies Inc. (Canada; TSE:NXB) 12/19 5S C$8 C$40 (US$26) N/A N/A N/A NBF RBC, BMO, HSBCS
Specialty Laboratories Inc. (NYSE:SP) 12/8 5.75S $16 $92 $83.80 21 $336 ML WDR, USBPJ
January ¿ December 2000 IPO TOTAL: $7,344.52M
Notes:
* Number of shares (or units) sold in the offering includes those sold to satisfy overallotment options, in full or in part, when disclosed. Likewise, gross proceeds include revenues for the sale of shares (or units) to satisfy overallotment options, in full or in part, where applicable.
** See Underwriters’ Key below.
@ Market capitalization calculated is based on the offering price.
All stocks listed on Nasdaq exchage unless otherwise noted.
ASX = Australian Stock Exchange; CDNX = Canadian Venture Exchange; LSE = London Stock Exchange; NYSE = New York Stock Exchange; SWX = Swiss Exchange; TSE = Toronto Stock Exchange
N/A = Not disclosed, reported and/or available
Foreign currency is converted to U.S. dollars based on the exchange rate at the time of the offering.
Underwriters’ Key:

AGES (A.G. Edwards & Sons Inc.)
AHH (Adams Harkness & Hill)
BAS (Bank of America Securities LLC)
BHVB (Vayerische Hypo-and Vereins Bank AG)
BJV (Bank J. Vontobel & Co. AG)
BLG (Bayerische Landesbank Girozentrale)
BMO (BMO Nesbitt Burns)
BSC (Bear, Stearns & Co. Inc.)
BW (Baden-Wurttembergische Bank AG)
CAG (Commerzbank AG)
CCC (Canaccord Capital Corp.)
CE (Concord Effekten AG)
CHQ (Chase H&Q)
CIBC (CIBC World Markets Inc.)
CSFBC (Credit Suisse First Boston Corp.)
DBAB (Deutsche Banc Alex. Brown)
DLJD (DLJdirect Inc.)
DRW (Dain Rauscher Wessels)
FCM (Fidelity Capital Markets)
GKB (George K. Baum & Co.)
GKMC (Gerard Klauer Mattison & Co. Inc.)
GMS (Goepel McDermid Securities)
GS (Goldman, Sachs & Co.)
HSBC (HSBC Trinkhause & Burkhard)
HSBCS (HSBC Securities Inc.)
IA (Invemed Associates)
INGB (ING Barings LLC)
JPM (J.P. Morgan & Co.)
KBC (KBC Securities)

KTM (KTM Capital Pty. Ltd.)
LB (Lehman Brothers)
LFC (Lazard Freres & Co. LLC)
LMWW (Legg Mason Wood Walker)
LOM (Loewen Ondaatje McCutcheon Ltd.)
ML (Merrill Lynch & Co.)
MSDW (Morgan Stanley, Dean Witter & Co.)
NBF (National Bank Financial Inc.)
PGE (Pacific Growth Equities Inc.)
PVHG (Prudential Vector Healthcare Group)
PW (PaineWebber Inc.)
PZC (Punk Ziegel & Co.)
RBC (RBC Dominion Securities Inc.)
RCP (Roth Capital Partners)
RMI (Ragen Mackenzie Inc.)
RS (Robertson Stephens)
RWB (Robert W. Baird & Co.)
SGC (SG Cowen Securities Corp.)
SI (Stephens Inc.
SK (Stadtsparkasse Koln)
SOJC (Sal. Oppenheim Jr. & Cie)
SSB (Salomon Smith Barney Inc.)
TACG (Tucker Anthony Cleary Gull)
TKC (Thomas Kernaghan & Co.)
TWP (Thomas Weisel Partners LLC)
USBPJ (US Bancorp Piper Jaffray)
WB (William Blair & Co.)
WDR (Warburg Dillon Read LLC/UBS Warburg)
WPL (WestLB Panmure Ltd.)
WSV (Wit SoundView)